Individual Firm
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Kimmie Menor
KIM MENOR DUPREY, KIM DUPREY, KIMMIE M DUPREY, KIMMIE MENOR DUPREY, KIMMIE DUPREY…
CRD#: 1907131
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 2039 CENTRE POINTE BLVD
STE 203
TALLAHASSEE, FL 32308
STE 203
TALLAHASSEE, FL 32308
0
Disclosures
32
Years of Experience
View By:
State Registrations
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Alabama 3/22/2024
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Mississippi 4/29/2024
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Arizona 4/29/2024
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Missouri 4/29/2024
B
Arkansas 4/29/2024
B
Montana 3/22/2024
B
California 3/22/2024
B
Nevada 7/5/2024
B
Colorado 4/29/2024
B
New Jersey 2/14/2025
B
Delaware 3/22/2024
B
North Carolina 3/22/2024
B
Florida 2/23/2024
B
Ohio 3/22/2024
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Florida 2/28/2024
B
Oregon 4/29/2024
B
Georgia 3/22/2024
B
Pennsylvania 3/22/2024
B
Louisiana 3/22/2024
B
South Carolina 3/22/2024
B
Maryland 4/29/2024
B
Texas 3/22/2024
B
Massachusetts 4/29/2024
B
Virginia 4/29/2024
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Michigan 4/29/2024
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Washington 4/29/2024
B
Minnesota 3/22/2024
SRO Registrations
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Registered with this firm since 2/28/2024
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Registered with this firm since 2/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/03/2019 - 02/03/2024 | Tallahassee, FL | |
B | 08/27/2019 - 02/03/2024 | Tallahassee, FL | |
IA | 08/30/2016 - 09/23/2019 | PANAMA CITY, FL | |
B | 08/30/2016 - 09/23/2019 | PANAMA CITY, FL | |
IA | 01/27/2015 - 08/26/2016 | Tallahassee, FL | |
B | 01/05/2015 - 08/26/2016 | Tallahassee, FL | |
B | 01/11/2013 - 04/02/2014 | CHICAGO, IL | |
B | 11/15/2010 - 06/26/2012 | WEEHAWKEN, NJ | |
B | 07/15/2008 - 07/09/2009 | CHICAGO, IL | |
B | 06/14/1996 - 04/07/2008 | NEW YORK, NY | |
B | 01/22/1990 - 05/28/1996 | NEW YORK, NY | |
B | 12/20/1988 - 10/25/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.