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Detailed Report
CHARLES ALEXANDER CREEKMORE JR
ANDE CREEKMORE JR, CHARLES ALEXANDER CREEKMORE
CRD#: 1906522
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 4140 PARKLAKE AVENUE
GLENLAKE ONE, SUITE 300
RALEIGH, NC 27612
Registration History
199019952000200520102015202020252 FIRMS2002 - 2003 (1 year)IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2004 - Present (20 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2003 - Present (21 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1998 - 2002 (3 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1991 - 1998 (7 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1989 - 1991 (1 year)BF.N. WOLF & CO., INC. (CRD# 13051)1989 - 1989 (<1 year)IAWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2002 (2 years)
Disclosure(s)
View By:
10/13/2016
Customer Dispute
Denied
5/10/2002
Customer Dispute
Denied
2/11/1998
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/17/2023
B
New Jersey 10/27/2003
B
Arizona 12/17/2010
B
New York 3/30/2017
B
California 1/13/2015
B
North Carolina 6/13/2003
B
Colorado 7/8/2014
IA
North Carolina 12/17/2004
B
Florida 1/3/2007
B
Ohio 1/9/2008
B
Georgia 7/8/2014
B
Oregon 7/24/2014
B
Illinois 2/7/2024
B
Pennsylvania 3/1/2024
B
Indiana 7/8/2014
B
South Carolina 6/17/2003
B
Kentucky 1/30/2020
B
Tennessee 4/28/2011
B
Louisiana 9/16/2014
B
Texas 6/13/2003
B
Maine 1/10/2022
IA
Texas 10/6/2008
B
Maryland 9/1/2006
B
Utah 8/26/2019
B
Massachusetts 12/15/2014
B
Vermont 9/20/2019
B
Michigan 7/24/2014
B
Virginia 6/13/2003
B
Minnesota 5/14/2024
B
Wisconsin 7/8/2014
B
Mississippi 1/30/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
4140 PARKLAKE AVENUE GLENLAKE ONE, SUITE 300, RALEIGH, NC 27612
Registered with this firm since 12/17/2004
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
4140 PARKLAKE AVENUE GLENLAKE ONE, SUITE 300, RALEIGH, NC 27612
Registered with this firm since 6/13/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/21/2002 - 06/19/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) RALEIGH, NC
B
 06/15/2002 - 06/19/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/28/2000 - 06/20/2002 WACHOVIA SECURITIES, INC. (CRD#:431) RALEIGH, NC
B
 07/15/1998 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 02/21/1991 - 07/08/1998 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
 10/25/1989 - 03/08/1991 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
 02/14/1989 - 10/26/1989 F.N. WOLF & CO., INC. (CRD#:13051)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.