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Detailed Report
NOLAN BARRY VOSLER JR
NOLAN BARRY VOSLER
CRD#: 1906314
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 914 SIXTH AVENUE
DEWITT, IA 52742
Registration History
19901995200020052010201520202025IALPL FINANCIAL LLC (CRD# 6413)1999 - Present (26 years)BLPL FINANCIAL LLC (CRD# 6413)1992 - Present (33 years)BKINGLAND CAPITAL CORPORATION (CRD# 16341)1988 - 1992 (3 years)
Disclosure(s)
View By:
7/11/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/22/2009
B
Mississippi 8/14/2015
B
Arizona 7/14/1999
B
Missouri 1/4/1996
B
Arkansas 4/9/2007
B
Nebraska 5/31/2016
B
California 1/25/2013
B
New Mexico 8/29/2022
B
Colorado 4/16/2008
B
New York 12/23/2008
B
District of Columbia 8/5/2015
B
North Carolina 7/20/2004
B
Florida 5/23/2001
B
Ohio 4/24/2012
B
Georgia 8/26/2011
B
Oklahoma 7/14/2016
B
Illinois 2/10/1993
B
Oregon 11/16/2011
B
Indiana 11/2/2015
B
Pennsylvania 9/20/2001
B
Iowa 3/13/1992
B
South Carolina 1/27/2010
IA
Iowa 1/1/1999
B
Tennessee 6/11/2014
B
Kansas 1/29/2020
B
Texas 2/2/1993
B
Kentucky 8/28/2015
IA
Texas 4/30/2013
B
Louisiana 1/3/2011
B
Utah 1/9/2018
B
Maryland 10/21/2014
B
Virginia 7/29/2016
B
Massachusetts 7/16/2014
B
Washington 12/23/2008
B
Michigan 5/1/2012
B
Wisconsin 8/19/1993
B
Minnesota 1/13/1998

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
914 SIXTH AVENUE, DEWITT, IA 52742
2600 LINCOLN WAY, CLINTON, IA 52732-7204
Registered with this firm since 1/1/1999
B
LPL FINANCIAL LLC (CRD#:6413)
914 SIXTH AVENUE, DEWITT, IA 52742
2600 LINCOLN WAY, CLINTON, IA 52732-7204
Registered with this firm since 3/13/1992
Previous Registration(s)
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B
 12/20/1988 - 04/07/1992 KINGLAND CAPITAL CORPORATION (CRD#:16341)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.