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Detailed Report
SUSAN SAJJADI
CRD#: 1905789
IA
Investment Adviser
B
Broker
WESTPARK CAPITAL, INC.CRD#: 39914 2030 Main Street
Suite 210
Irvine, CA 92614
Registration History
199019952000200520102015202020252 FIRMS2007 - 2013 (5 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2018 (2 years)IAWESTPARK CAPITAL, INC. (CRD# 39914)2025 - Present (<1 year)BWESTPARK CAPITAL, INC. (CRD# 39914)2019 - Present (5 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2007 (6 years)BSUTRO & CO. INCORPORATED (CRD# 801)1997 - 2000 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1997 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - 1993 (4 years)IAWESTPARK CAPITAL, INC. (CRD# 39914)2018 - 2024 (6 years)IANEWPORT COAST ASSET MANAGEMENT... (CRD# 170311)2015 - 2015 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2007 (5 years)
Disclosure(s)
View By:
1/16/2004
Customer Dispute
Denied
2/14/2002
Customer Dispute
Settled
3/27/2000
Customer Dispute
Settled
License(s)

State Registrations

B
California 12/5/2019
IA
California 1/2/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTPARK CAPITAL, INC. (CRD#:39914)
2030 Main Street Suite 210, Irvine, CA 92614
Registered with this firm since 1/2/2025
B
WESTPARK CAPITAL, INC. (CRD#:39914)
2030 Main Street Suite 210, Irvine, CA 92614
Registered with this firm since 12/4/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/18/2018 - 12/23/2024 WESTPARK CAPITAL, INC. (CRD#:39914) NEW YORK, NY
IA
 07/19/2016 - 07/05/2018 WESTPARK CAPITAL, INC. (CRD#:39914) Newport Beach, CA
B
 07/19/2016 - 07/05/2018 WESTPARK CAPITAL, INC. (CRD#:39914) Newport Beach, CA
IA
 01/31/2013 - 07/20/2016 NEWPORT COAST ASSET MANAGEMENT (CRD#:16944) NEWPORT BEACH, CA
B
 01/31/2013 - 07/20/2016 NEWPORT COAST SECURITIES, INC. (CRD#:16944)
FINRA expelled the firm on 06/25/2018
NEW YORK, NY
IA
 02/09/2015 - 04/06/2015 NEWPORT COAST ASSET MANAGEMENT, INC. (CRD#:170311) IRVINE, CA
IA
 06/07/2007 - 02/05/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NEWPORT BEACH, CA
B
 05/25/2007 - 02/05/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) NEWPORT BEACH, CA
IA
 08/03/2001 - 05/31/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ANAHEIM, CA
B
 12/22/2000 - 05/31/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ANAHEIM, CA
B
 04/03/1997 - 12/18/2000 SUTRO & CO. INCORPORATED (CRD#:801) SAN FRANCISCO, CA
B
 06/01/1993 - 04/03/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 01/24/1989 - 06/08/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.