Individual Firm
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ERROL KENNETH FURST
E. KENNETH FURST, KENNETH FURST
CRD#: 1905685
IA
B
MORGAN STANLEYCRD#: 149777 Boca Raton, FL
View By:
6/29/2021
Customer Dispute
Pending
7/2/2015
Regulatory
Final
State Registrations
B
Arizona 2/28/2020
B
New Hampshire 10/27/2016
B
California 10/27/2016
B
New Jersey 10/27/2016
B
Colorado 10/27/2016
B
New York 10/27/2016
B
Connecticut 10/27/2016
B
North Carolina 10/27/2016
B
Florida 10/28/2016
B
Ohio 10/27/2016
IA
Florida 10/28/2016
B
Pennsylvania 10/27/2016
B
Georgia 4/28/2020
B
South Carolina 2/26/2020
B
Kansas 5/25/2021
B
Tennessee 10/27/2016
B
Louisiana 10/27/2016
B
Texas 10/27/2016
B
Maine 10/27/2016
IA
Texas 10/28/2016
B
Maryland 10/27/2016
B
Vermont 9/10/2020
B
Massachusetts 12/23/2016
B
Virginia 10/31/2016
B
Minnesota 11/8/2016
B
Washington 11/11/2016
B
Nevada 10/27/2016
B
Wisconsin 9/19/2023
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/21/2007 - 11/03/2016 | BOCA RATON, FL | |
B | 08/21/2007 - 11/03/2016 | BOCA RATON, FL | |
IA | 12/15/2006 - 08/21/2007 | FLORHAM PARK, NJ | |
B | 08/21/2006 - 08/21/2007 | FLORHAM PARK, NJ | |
B | 04/09/2002 - 08/28/2006 | FLORHAM PARK, NJ | |
B | 09/01/1999 - 04/09/2002 | BOSTON, MA | |
B | 12/12/1989 - 09/01/1999 | FLORHAM PARK, NJ | |
B | 01/11/1989 - 09/19/1989 | MILLBURN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.