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ROBERT LINCOLN DUPREE
LINC DUPREE, ROBERT L DUPREE
CRD#: 1904637
IA
B
MORGAN STANLEYCRD#: 149777 3 Edison Drive
Alpharetta, GA 30005
Alpharetta, GA 30005
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 11/29/2022
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Nebraska 11/29/2022
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Alaska 11/29/2022
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Nevada 1/20/2023
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Arizona 11/29/2022
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New Hampshire 11/29/2022
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Arkansas 11/29/2022
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New Jersey 11/29/2022
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California 11/29/2022
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New Mexico 11/29/2022
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Colorado 11/29/2022
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New York 11/29/2022
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Connecticut 11/29/2022
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North Carolina 9/5/2023
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Delaware 11/29/2022
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North Dakota 11/29/2022
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District of Columbia 11/29/2022
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Ohio 11/29/2022
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Florida 11/29/2022
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Oklahoma 11/29/2022
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Georgia 11/29/2022
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Oregon 12/4/2022
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Georgia 9/5/2023
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Pennsylvania 11/29/2022
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Hawaii 11/29/2022
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Puerto Rico 11/29/2022
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Idaho 11/29/2022
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Rhode Island 11/29/2022
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Illinois 11/29/2022
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South Carolina 11/29/2022
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Indiana 11/29/2022
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South Dakota 11/29/2022
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Iowa 11/29/2022
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Tennessee 11/29/2022
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Kansas 11/29/2022
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Texas 11/29/2022
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Kentucky 11/29/2022
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Texas 9/5/2023
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Louisiana 11/29/2022
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Utah 11/30/2022
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Maine 11/29/2022
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Vermont 11/29/2022
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Maryland 11/29/2022
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Virgin Islands 11/29/2022
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Massachusetts 11/30/2022
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Virginia 11/30/2022
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Michigan 11/29/2022
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Washington 11/29/2022
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Minnesota 11/29/2022
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West Virginia 12/22/2022
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Mississippi 11/29/2022
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Wisconsin 11/29/2022
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Missouri 11/29/2022
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Wyoming 11/29/2022
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Montana 11/29/2022
SRO Registrations
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IA
Registered with this firm since 9/5/2023
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Registered with this firm since 11/29/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/10/2020 - 09/05/2023 | Alpharetta, GA | |
B | 12/05/2019 - 09/05/2023 | Alpharetta, GA | |
B | 04/22/2013 - 01/05/2018 | COLUMBUS, OH | |
B | 01/03/2011 - 04/24/2013 | NEW YORK, NY | |
B | 06/16/2006 - 01/03/2011 | COLUMBUS, OH | |
IA | 06/26/2006 - 11/10/2009 | NEW YORK, NY | |
B | 09/01/2005 - 06/19/2006 | CUMMING, GA | |
B | 08/19/2005 - 09/07/2005 | DULUTH, GA | |
B | 01/28/1999 - 01/14/2002 | BOSTON, MA | |
B | 09/01/1998 - 01/14/1999 | NEW YORK, NY | |
B | 09/19/1997 - 09/01/1998 | NEW YORK, NY | |
B | 07/18/1989 - 10/17/1996 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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