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Detailed Report
TIMOTHY MICHAEL MOYNIHAN
CRD#: 1904606
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 60 STATE STREET
Suite 1350
BOSTON, MA 02109-1803
Registration History
19901995200020052010201520202025IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2013 - Present (12 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2008 - Present (17 years)BBEAR, STEARNS & CO. INC. (CRD# 79)2006 - 2008 (2 years)BADVEST, INC. (CRD# 10)1992 - 2006 (13 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 1992 (2 years)
Disclosure(s)
View By:
7/11/2017
Customer Dispute
Withdrawn
3/10/1999
Customer Dispute
Denied
License(s)

State Registrations

B
California 3/20/2008
B
New Jersey 3/20/2008
B
Colorado 3/20/2008
B
New York 3/20/2008
B
Connecticut 3/20/2008
B
Ohio 3/20/2008
B
Delaware 6/25/2024
B
Oregon 2/27/2020
B
Florida 3/20/2008
B
Pennsylvania 10/9/2008
B
Georgia 12/4/2019
B
Rhode Island 3/20/2008
B
Maine 3/20/2008
B
Tennessee 3/25/2024
B
Massachusetts 3/20/2008
B
Texas 3/20/2008
IA
Massachusetts 3/12/2013
IA
Texas 5/25/2018
B
Missouri 1/22/2010
B
Vermont 3/20/2008
B
Nevada 8/14/2023
B
Virginia 3/20/2008
B
New Hampshire 3/20/2008
B
Washington 3/20/2008

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
60 STATE STREET Suite 1350, BOSTON, MA 02109-1803
Registered with this firm since 3/12/2013
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
60 STATE STREET Suite 1350, BOSTON, MA 02109-1803
Registered with this firm since 3/20/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/17/2006 - 04/02/2008 BEAR, STEARNS & CO. INC. (CRD#:79) BOSTON, MA
B
 04/21/1992 - 02/22/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 07/18/1989 - 04/20/1992 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.