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Patrick Sweeney
Patrick Sweeney Jr
CRD#: 1903683
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J.P. MORGAN SECURITIES LLCCRD#: 79 250 S Middletown Rd, Floor 02
Nanuet, NY 10954
Nanuet, NY 10954
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Disclosures
28
Years of Experience
View By:
State Registrations
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Connecticut 2/13/2024
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New York 4/12/2024
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New Jersey 2/13/2024
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Texas 4/12/2024
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New York 2/13/2024
SRO Registrations
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Registered with this firm since 4/12/2024
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Registered with this firm since 2/13/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/07/2020 - 12/26/2023 | Conshohocken, PA | |
B | 11/11/2019 - 03/16/2020 | WEEHAWKEN, NJ | |
B | 07/16/2013 - 09/27/2019 | PURCHASE, NY | |
B | 01/03/2005 - 06/03/2013 | WEEHAWKEN, NJ | |
B | 11/05/2003 - 01/19/2005 | SCOTTSDALE, AZ | |
B | 03/23/2001 - 12/04/2001 | JERSEY CITY, NJ | |
B | 08/21/2000 - 11/10/2000 | NEW YORK, NY | |
B | 08/02/2000 - 08/21/2000 | NEW YORK, NY | |
B | 05/05/1999 - 07/24/2000 | CHICAGO, IL | |
B | 01/03/1996 - 06/05/1997 | HARTFORD, CT | |
B | 11/24/1992 - 03/24/1995 | LONG ISLAND CITY, NY | |
B | 10/04/1991 - 07/17/1992 | OMAHA, NE | |
B | 07/30/1990 - 07/29/1991 | PURCHASE, NY |
JERSEY CITY, NJ
03/23/2001 - 12/04/2001
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.