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Detailed Report
JOHN ROBERT MORRIS
CRD#: 1903657
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1580 ROUTE 206 NORTH
BEDMINSTER, NJ 07921
Registration History
199019952000200520102015202020252 FIRMS1989 - 1991 (2 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2022 (10 years)2 FIRMS2022 - Present (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2006 (5 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2000 (6 years)BREICH & CO., INC. (CRD# 19611)1993 - 1994 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1993 (2 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1991 - 1991 (<1 year)BHALPERT AND COMPANY, INC. (CRD# 7094)1989 - 1989 (<1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2006 (3 years)
Disclosure(s)
View By:
9/10/2003
Customer Dispute
Denied
9/24/1993
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/3/2025
B
New Jersey 4/1/2022
B
California 4/1/2022
IA
New Jersey 4/1/2022
B
Connecticut 4/1/2022
B
New York 4/1/2022
B
District of Columbia 4/1/2022
B
North Carolina 4/13/2022
B
Florida 4/1/2022
B
Pennsylvania 4/1/2022
IA
Florida 12/12/2023
B
South Carolina 4/1/2022
B
Georgia 4/1/2022
B
Tennessee 4/1/2022
B
Idaho 4/1/2022
B
Texas 4/1/2022
B
Maryland 4/1/2022
IA
Texas 4/1/2022
B
New Hampshire 5/4/2022
B
Virginia 6/25/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1580 ROUTE 206 NORTH, BEDMINSTER, NJ 07921
Registered with this firm since 4/1/2022
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1580 ROUTE 206 NORTH, BEDMINSTER, NJ 07921
Registered with this firm since 4/1/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/13/2011 - 04/12/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) Warren, NJ
B
 05/13/2011 - 04/12/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) Warren, NJ
IA
 06/01/2009 - 06/06/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BEDMINSTER, NJ
B
 06/01/2009 - 06/06/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BEDMINSTER, NJ
IA
 01/27/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEDMINSTER, NJ
B
 01/27/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BEDMINSTER, NJ
IA
 11/14/2002 - 01/30/2006 MORGAN STANLEY (CRD#:7556) WARREN, NJ
B
 11/15/2000 - 01/30/2006 MORGAN STANLEY DW INC. (CRD#:7556) WARREN, NJ
B
 03/23/1994 - 12/19/2000 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 11/16/1993 - 03/18/1994 REICH & CO., INC. (CRD#:19611)
B
 03/12/1991 - 11/04/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 02/14/1989 - 09/13/1991 MONMOUTH INVESTMENTS, INC. (CRD#:14047)
B
 01/01/1991 - 03/13/1991 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
B
 07/13/1989 - 01/01/1991 BUTCHER & SINGER INC. (CRD#:6517)
B
 02/14/1989 - 06/26/1989 HALPERT AND COMPANY, INC. (CRD#:7094) MILLBURN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.