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Marco Fuentes
MARCO ADAN FUENTES, Marco A Fuentes
CRD#: 1903158
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 12671 HIGH BLUFF DR
STE 200
SAN DIEGO, CA 92130
Registration History
199019952000200520102015202020252 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - Present (2 years)BOPEN TO THE PUBLIC INVESTING, INC. (CRD# 127818)2021 - 2022 (<1 year)BORBIT GROUP LLC (CRD# 173271)2015 - 2016 (<1 year)BWHITE PACIFIC SECURITIES, INC. (CRD# 42505)2009 - 2010 (<1 year)BWALLSTREET*E FINANCIAL SERVICE... (CRD# 43896)2009 - 2009 (<1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2007 - 2009 (1 year)BXCU CAPITAL CORPORATION, INC. (CRD# 19899)2006 - 2007 (1 year)BSCOTTRADE, INC. (CRD# 8206)1998 - 2006 (7 years)BROUND HILL SECURITIES, INC. (CRD# 35223)1997 - 1998 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1993 - 1997 (4 years)BKENNEDY, CABOT & CO. (CRD# 2417)1993 - 1993 (<1 year)BOLDE DISCOUNT CORPORATION (CRD# 5979)1991 - 1993 (1 year)BKENNEDY, CABOT & CO. (CRD# 2417)1990 - 1991 (1 year)BTHE STUART-JAMES COMPANY, INCO... (CRD# 11691)1989 - 1990 (1 year)BBARABAN SECURITIES, INC. (CRD# 7659)1989 - 1989 (<1 year)IAPUBLIC ADVISORS LLC. (CRD# 318234)2022 - 2022 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2012 (<1 year)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2008 - 2009 (1 year)
License(s)

State Registrations

B
California 3/15/2022

IA
California 3/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12671 HIGH BLUFF DR STE 200, SAN DIEGO, CA 92130
Registered with this firm since 3/15/2022

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
12671 HIGH BLUFF DR STE 200, SAN DIEGO, CA 92130
Registered with this firm since 3/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/24/2022 - 12/31/2022 PUBLIC ADVISORS LLC. (CRD#:318234) NEW YORK, NY
B
05/26/2021 - 04/12/2022 OPEN TO THE PUBLIC INVESTING, INC. (CRD#:127818) NEW YORK, NY
IA
03/02/2020 - 06/01/2021 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
B
03/02/2020 - 06/01/2021 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
IA
12/18/2017 - 03/12/2020 J. W. COLE ADVISORS, INC. (CRD#:112294) TAMPA, FL
B
09/28/2017 - 03/12/2020 J.W. COLE FINANCIAL, INC. (CRD#:124583) TAMPA, FL
IA
03/08/2016 - 09/27/2017 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
03/07/2016 - 09/27/2017 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
B
08/04/2015 - 04/05/2016 ORBIT GROUP LLC (CRD#:173271) Buffalo, NY
IA
07/11/2012 - 09/08/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
07/11/2012 - 09/08/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
IA
04/27/2012 - 08/08/2012 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SAN DIEGO, CA
B
08/09/2010 - 07/18/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ROCK HILL, SC
IA
08/24/2010 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) ROCK HILL, SC
B
09/09/2009 - 07/26/2010 WHITE PACIFIC SECURITIES, INC. (CRD#:42505) DEL MAR, CA
B
05/29/2009 - 09/08/2009 WALLSTREET*E FINANCIAL SERVICES, INC. (CRD#:43896) CORAL GABLES, FL
IA
05/09/2008 - 05/21/2009 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
08/27/2007 - 05/21/2009 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
01/27/2006 - 08/31/2007 XCU CAPITAL CORPORATION, INC. (CRD#:19899) EL SEGUNDO, CA
B
04/08/1998 - 01/23/2006 SCOTTRADE, INC. (CRD#:8206) CARLSBAD, CA
B
10/01/1997 - 03/12/1998 ROUND HILL SECURITIES, INC. (CRD#:35223) ALAMO, CA
B
07/01/1993 - 11/10/1997 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
03/19/1993 - 07/09/1993 KENNEDY, CABOT & CO. (CRD#:2417) BEVERLY HILLS, CA
B
11/18/1991 - 02/08/1993 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
09/26/1990 - 11/01/1991 KENNEDY, CABOT & CO. (CRD#:2417) BEVERLY HILLS, CA
B
05/30/1989 - 07/31/1990 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691) DENVER, CO
B
01/03/1989 - 01/21/1989 BARABAN SECURITIES, INC. (CRD#:7659)
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Disclosures
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