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Detailed Report
ALBERT ANTHONY NAPOLITANO
ALBERT A NAPOLITANO
CRD#: 1902112
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 3 HARDING ROAD
RED BANK, NJ 07701
Registration History
19901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2010 - Present (14 years)BOPPENHEIMER & CO. INC. (CRD# 249)1997 - Present (27 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1991 - 1997 (6 years)BV P SECURITIES, INC. (CRD# 16615)1990 - 1991 (1 year)
License(s)

State Registrations

B
California 6/21/2007
B
New York 10/14/1997
B
Connecticut 1/13/2015
B
North Carolina 1/2/2018
B
Florida 10/16/1997
B
Pennsylvania 1/7/1999
B
New Jersey 10/14/1997
B
South Carolina 3/7/2014
IA
New Jersey 7/2/2010
B
Vermont 12/12/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
3 HARDING ROAD, RED BANK, NJ 07701
SEA GIRT, NJ
Registered with this firm since 7/2/2010
B
OPPENHEIMER & CO. INC. (CRD#:249)
3 HARDING ROAD, RED BANK, NJ 07701
SEA GIRT, NJ
Registered with this firm since 10/14/1997
Previous Registration(s)
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B
 02/12/1991 - 08/04/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 02/21/1990 - 02/11/1991 V P SECURITIES, INC. (CRD#:16615)
FINRA expelled the firm on 01/07/1992
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.