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ANNE MARIE BENSEL
Anne M Bensel
CRD#: 1901833
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 One Fawcett Place
3Rd Floor
Greenwich, CT 06830
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2021 (12 years)2 FIRMS2021 - Present (3 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2003 - 2007 (3 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1998 - 2003 (5 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1995 - 1998 (3 years)BFIRST INVESTORS CORPORATION (CRD# 305)1988 - 1994 (6 years)IADAVENPORT & ASSOCIATES, INC. (CRD# 134355)2006 - 2007 (1 year)
Disclosure(s)
View By:
10/16/2007
Customer Dispute
Settled
License(s)

State Registrations

B
California 3/24/2023

B
Massachusetts 2/7/2022

B
Colorado 3/8/2022

B
New Hampshire 10/22/2021

B
Connecticut 10/22/2021

B
New Jersey 10/22/2021

IA
Connecticut 10/22/2021

B
New York 10/22/2021

B
District of Columbia 10/22/2021

B
Ohio 10/22/2021

B
Florida 10/22/2021

B
South Carolina 1/24/2022

B
Maryland 10/26/2021

B
Washington 6/15/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
One Fawcett Place 3Rd Floor, Greenwich, CT 06830
Registered with this firm since 10/22/2021

B
MORGAN STANLEY (CRD#:149777)
One Fawcett Place 3Rd Floor, Greenwich, CT 06830
Registered with this firm since 10/22/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/03/2009 - 10/25/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENWICH, CT
B
06/03/2009 - 10/25/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENWICH, CT
IA
01/29/2007 - 06/30/2009 SII INVESTMENTS, INC. (CRD#:2225) NORWALK, CT
B
01/29/2007 - 06/30/2009 SII INVESTMENTS, INC. (CRD#:2225) NORWALK, CT
IA
02/06/2006 - 06/19/2007 DAVENPORT & ASSOCIATES, INC. (CRD#:134355) WHITE PLAINS, NY
B
05/22/2003 - 01/31/2007 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WHITE PLAINS, NY
B
03/30/1998 - 05/27/2003 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
B
01/26/1995 - 04/02/1998 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
12/23/1988 - 12/21/1994 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.