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JOHN PAUL SHUHDA
CRD#: 1901088
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
PBIG - SAN FRANCISCO
SAN FRANCISCO, CA 94104
Registration History
199019952000200520102015202020252 FIRMS1992 - 1995 (2 years)2 FIRMS2002 - 2009 (6 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BROBERTSON STEPHENS, INC. (CRD# 41271)1999 - 2002 (3 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)1997 - 1999 (1 year)BMONTGOMERY SECURITIES (CRD# 4357)1995 - 1997 (2 years)BLYNCH, JONES & RYAN, INC. (CRD# 3198)1988 - 1991 (2 years)IAROBERTSON STEPHENS, INC. (CRD# 41271)2000 - 2002 (2 years)
License(s)

State Registrations

B
Alabama 9/7/2012

B
Nevada 2/21/2018

B
Arizona 9/7/2012

B
New Hampshire 2/1/2023

B
California 9/7/2012

B
New Jersey 9/7/2012

IA
California 9/10/2012

B
New York 9/7/2012

B
Colorado 9/7/2012

B
North Carolina 11/9/2021

B
Connecticut 6/14/2019

B
Ohio 7/28/2015

B
Delaware 6/12/2015

B
Oklahoma 9/7/2012

B
District of Columbia 8/21/2019

B
Oregon 9/7/2012

B
Florida 9/7/2012

B
Pennsylvania 11/2/2022

B
Georgia 9/7/2012

B
South Carolina 9/7/2012

IA
Georgia 8/7/2013

B
South Dakota 11/29/2022

B
Hawaii 6/14/2019

B
Texas 9/7/2012

B
Idaho 7/17/2017

IA
Texas 9/7/2012

B
Maryland 1/25/2018

B
Utah 7/14/2017

B
Massachusetts 9/7/2012

B
Virginia 6/25/2019

B
Minnesota 9/7/2012

B
Washington 12/10/2014

B
Montana 1/2/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Registered with this firm since 9/7/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST PBIG - SAN FRANCISCO, SAN FRANCISCO, CA 94104
Registered with this firm since 9/7/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/19/2009 - 12/04/2012 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
B
05/18/2009 - 12/04/2012 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN FRANCISCO, CA
IA
07/25/2002 - 06/10/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
B
07/25/2002 - 06/10/2009 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
IA
06/23/2000 - 08/27/2002 ROBERTSON STEPHENS, INC. (CRD#:41271) SFO, CA
B
06/09/1999 - 08/27/2002 ROBERTSON STEPHENS, INC. (CRD#:41271) SAN FRANCISCO, CA
B
10/01/1997 - 06/17/1999 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
B
04/04/1995 - 10/01/1997 MONTGOMERY SECURITIES (CRD#:4357) SAN FRANCISCO, CA
B
11/10/1992 - 04/20/1995 SALOMON BROTHERS MUNICIPALS INC (CRD#:28940)
B
08/13/1992 - 04/20/1995 SALOMON BROTHERS INC. (CRD#:740) NEW YORK, NY
B
12/08/1988 - 01/28/1991 LYNCH, JONES & RYAN, INC. (CRD#:3198) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.