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LORI DARLENE BENNETT
LORI BENNETT JOHNSTON
CRD#: 1900888
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 711 LOUISIANA STREET
15TH FLOOR
HOUSTON, TX 77002
Registration History
19901995200020052010201520202025IAOPPENHEIMER & CO. INC. (CRD# 249)2019 - Present (5 years)BOPPENHEIMER & CO. INC. (CRD# 249)2015 - Present (9 years)BSCARSDALE EQUITIES LLC (CRD# 134602)2006 - 2015 (9 years)BSANDERS MORRIS HARRIS INC. (CRD# 20580)1996 - 2006 (9 years)BWILLIAMS MACKAY JORDAN & CO., ... (CRD# 27378)1992 - 1996 (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1991 - 1991 (<1 year)BMESIROW INVESTMENT SERVICES, INC. (CRD# 15113)1988 - 1990 (1 year)
License(s)

State Registrations

B
Alaska 4/26/2023

B
New Jersey 4/26/2023

B
Arizona 9/23/2015

B
New Mexico 4/26/2023

B
Arkansas 4/26/2023

B
New York 9/23/2015

B
California 9/23/2015

B
North Carolina 4/19/2017

B
Colorado 1/10/2017

B
Oklahoma 4/26/2023

B
Connecticut 1/3/2024

B
Oregon 8/5/2016

B
Florida 9/23/2015

B
Pennsylvania 4/26/2023

B
Georgia 6/5/2020

B
South Carolina 4/26/2023

B
Idaho 4/26/2023

B
Tennessee 1/2/2020

B
Illinois 6/5/2020

B
Texas 9/23/2015

B
Indiana 1/3/2024

IA
Texas 8/5/2019

B
Louisiana 4/26/2023

B
Utah 4/26/2023

B
Maine 4/26/2023

B
Vermont 4/26/2023

B
Maryland 9/23/2015

B
Washington 5/24/2022

B
Massachusetts 9/23/2015

B
West Virginia 1/2/2025

B
Michigan 4/26/2023

B
Wisconsin 4/26/2023

B
Nevada 4/26/2023

B
Wyoming 4/26/2023

B
New Hampshire 4/26/2023

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
HOUSTON, TX
Registered with this firm since 8/5/2019

B
OPPENHEIMER & CO. INC. (CRD#:249)
711 LOUISIANA STREET 15TH FLOOR, HOUSTON, TX 77002
HOUSTON, TX
Registered with this firm since 9/23/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/12/2006 - 09/15/2015 SCARSDALE EQUITIES LLC (CRD#:134602) NEW YORK, NY
B
10/01/1996 - 05/09/2006 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
B
04/04/1992 - 10/01/1996 WILLIAMS MACKAY JORDAN & CO., INCORPORATED (CRD#:27378) HOUSTON, TX
B
06/04/1991 - 08/15/1991 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
11/23/1988 - 10/11/1990 MESIROW INVESTMENT SERVICES, INC. (CRD#:15113)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.