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RONALD HUNT PURDY
R HUNT PURDY
CRD#: 1899916
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 1050 CROWN POINTE PARKWAY
SUITE 1700
ATLANTA, GA 30338
SUITE 1700
ATLANTA, GA 30338
0
Disclosures
31
Years of Experience
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State Registrations
B
Alabama 1/14/2023
B
Mississippi 5/2/2022
B
Colorado 6/18/2020
B
North Carolina 1/3/2020
B
Florida 4/24/2019
B
Pennsylvania 1/23/2023
B
Georgia 6/11/2014
B
South Carolina 1/14/2023
IA
Georgia 6/12/2014
B
Tennessee 5/2/2022
B
Kentucky 5/26/2022
B
Utah 2/1/2024
B
Louisiana 3/18/2024
B
Virginia 6/11/2014
B
Minnesota 5/24/2024
B
Washington 1/14/2023
SRO Registrations
B
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IA
Registered with this firm since 6/12/2014
B
Registered with this firm since 6/11/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/21/2007 - 06/13/2014 | ATLANTA, GA | |
B | 11/06/2012 - 06/13/2014 | ATLANTA, GA | |
B | 02/08/2007 - 06/13/2014 | ATLANTA, GA | |
IA | 03/08/2006 - 01/12/2007 | ATLANTA, GA | |
B | 09/22/2004 - 01/12/2007 | ATLANTA, GA | |
B | 06/14/1989 - 03/20/2000 | OMAHA, NE | |
B | 12/13/1988 - 03/10/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.