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Detailed Report
ANTHONY TRIGONA
CRD#: 1897377
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5200 Town Center Cir Ste 600
BOCA RATON, FL 33486-1045
Registration History
19952000200520102015202020252 FIRMS2006 - 2017 (10 years)2 FIRMS2017 - Present (8 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)1999 - 2006 (6 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1992 - 1999 (7 years)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1992 - 1992 (<1 year)IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2005 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 2/17/2017
B
Montana 1/9/2025
B
Arizona 10/12/2021
B
Nebraska 4/11/2024
B
California 2/17/2017
B
Nevada 2/17/2017
B
Colorado 2/17/2017
B
New Hampshire 2/17/2017
B
Connecticut 8/3/2020
B
New Jersey 2/17/2017
B
Delaware 2/12/2025
B
New Mexico 5/30/2023
B
District of Columbia 2/17/2017
B
New York 2/17/2017
B
Florida 2/17/2017
B
North Carolina 2/17/2017
IA
Florida 2/20/2017
B
Ohio 2/17/2017
B
Georgia 10/11/2018
B
Oregon 2/17/2017
B
Idaho 2/12/2025
B
Pennsylvania 2/17/2017
B
Illinois 1/22/2018
B
Rhode Island 4/28/2020
B
Indiana 2/17/2017
B
South Carolina 11/3/2017
B
Louisiana 4/11/2024
B
Tennessee 6/5/2017
B
Maine 3/8/2017
B
Texas 2/17/2017
B
Maryland 2/17/2017
IA
Texas 2/17/2017
B
Massachusetts 2/17/2017
B
Virginia 2/17/2017
B
Michigan 4/11/2024
B
Washington 4/11/2024
B
Minnesota 3/19/2020
B
Wisconsin 3/22/2024
B
Missouri 2/12/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5200 Town Center Cir Ste 600, BOCA RATON, FL 33486-1045
Boca Raton, FL
Registered with this firm since 2/17/2017
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5200 Town Center Cir Ste 600, BOCA RATON, FL 33486-1045
Boca Raton, FL
Registered with this firm since 2/17/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
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 09/20/2006 - 03/03/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BOCA RATON, FL
B
 09/18/2006 - 03/03/2017 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) BOCA RATON, FL
IA
 05/18/2005 - 10/09/2006 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) BOCA RATON, FL
B
 11/01/1999 - 10/09/2006 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) BOCA RATON, FL
B
 09/11/1992 - 11/10/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
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 08/14/1992 - 09/18/1992 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.