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Detailed Report
MARK DOUGLAS KUTZ
CRD#: 1896152
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5525 TWIN KNOLLS ROAD
SUITE 322
COLUMBIA, MD 21045
CETERA ADVISORS LLCCRD#: 10299 5525 TWIN KNOLLS ROAD
SUITE 322
COLUMBIA, MD 21045
Registration History
19901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BINVESTORS CAPITAL CORP. (CRD# 30613)1995 - 2016 (21 years)BFIDELITY EQUITY SERVICES CORPO... (CRD# 17455)1990 - 1995 (5 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1988 - 1989 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2009 - 2016 (7 years)
License(s)

State Registrations

B
California 11/25/2024
B
New York 10/23/2020
B
Delaware 10/3/2016
B
North Carolina 10/3/2016
B
District of Columbia 10/3/2016
B
Oklahoma 10/3/2016
B
Florida 10/3/2016
B
Texas 10/3/2016
B
Maryland 10/3/2016
IA
Texas 3/21/2024
IA
Maryland 3/21/2024
B
Virginia 10/3/2016
B
New Jersey 10/3/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5525 TWIN KNOLLS ROAD SUITE 322, COLUMBIA, MD 21045
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
5525 TWIN KNOLLS ROAD SUITE 322, COLUMBIA, MD 21045
Registered with this firm since 10/3/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 06/09/2009 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) COLUMBIA, MD
B
 04/28/1995 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) COLUMBIA, MD
B
 02/28/1990 - 04/04/1995 FIDELITY EQUITY SERVICES CORPORATION (CRD#:17455)
B
 11/23/1988 - 10/04/1989 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.