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Detailed Report
DARIN PATRICK POPE
CRD#: 1894306
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 RYE, NH
B. RILEY WEALTH MANAGEMENTCRD#: 2543 Rye, NH
Registration History
199019952000200520102015202020252 FIRMS2004 - 2005 (<1 year)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2022 - Present (2 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2020 - Present (4 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2020 - 2022 (1 year)BFSIC (CRD# 37813)2018 - 2020 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2009 - 2018 (8 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2008 - 2009 (1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2007 - 2008 (1 year)BMCDONALD INVESTMENTS INC. (CRD# 566)2000 - 2004 (4 years)BCITIZENS FINANCIAL SERVICES INC. (CRD# 39550)1996 - 1999 (2 years)BUR FINANCIAL, INC. (CRD# 10509)1988 - 1989 (<1 year)IAUNITED ADVISORS (CRD# 133668)2005 - 2020 (15 years)IAMCDONALD INVESTMENTS INC. (CRD# 566)2001 - 2004 (3 years)
Disclosure(s)
View By:
11/20/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 7/22/2022
B
New Hampshire 7/22/2022
B
Arizona 7/22/2022
B
New Jersey 7/22/2022
B
California 7/22/2022
B
New Mexico 10/11/2023
B
Colorado 7/22/2022
B
New York 7/22/2022
B
Connecticut 7/22/2022
B
North Carolina 7/22/2022
B
Delaware 7/22/2022
B
Ohio 7/22/2022
B
Florida 7/22/2022
B
Oregon 7/22/2022
B
Georgia 7/22/2022
B
Pennsylvania 7/22/2022
B
Hawaii 7/24/2023
B
Rhode Island 7/22/2022
B
Idaho 7/22/2022
B
South Carolina 7/22/2022
B
Illinois 7/22/2022
B
South Dakota 7/22/2022
B
Indiana 7/22/2022
B
Tennessee 7/22/2022
B
Kansas 7/22/2022
IA
Texas 10/21/2021
B
Kentucky 7/22/2022
B
Texas 7/22/2022
B
Massachusetts 7/22/2022
B
Utah 7/22/2022
B
Michigan 7/22/2022
B
Vermont 7/22/2022
B
Montana 7/22/2022
B
Virginia 7/22/2022
B
Nebraska 7/22/2022
B
Washington 12/13/2024
IA
New Hampshire 9/13/2020
B
West Virginia 7/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
Rye, NH
Registered with this firm since 7/22/2022
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
RYE, NH
Registered with this firm since 9/13/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/13/2020 - 07/22/2022 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
 04/18/2018 - 09/24/2020 FSIC (CRD#:37813) Rye, NH
IA
 02/16/2005 - 09/17/2020 UNITED ADVISORS (CRD#:133668) NEW YORK, NY
B
 09/04/2009 - 04/02/2018 SECURITIES AMERICA, INC. (CRD#:10205) NEW YORK, NY
B
 01/31/2008 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) SECAUCUS, NJ
B
 01/03/2007 - 01/31/2008 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SECAUCUS, NJ
IA
 04/01/2004 - 01/12/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) COLCHESTER, VT
B
 03/31/2004 - 01/12/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/01/2001 - 02/05/2004 MCDONALD INVESTMENTS INC. (CRD#:566) BURLINGTON, VT
B
 01/20/2000 - 02/05/2004 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
 12/05/1996 - 10/26/1999 CITIZENS FINANCIAL SERVICES INC. (CRD#:39550) JOHNSTON, RI
B
 11/04/1988 - 04/10/1989 UR FINANCIAL, INC. (CRD#:10509)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.