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DAVID JOHN DROZDOWICZ
CRD#: 1893771
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1249 W. LIEBAU ROAD, SUITE 250
MEQUON, WI 53092
Registration History
19901995200020052010201520202025IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2010 - Present (14 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2007 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2007 (8 years)BEQUABLE SECURITIES CORPORATION (CRD# 7405)1988 - 1999 (10 years)
Disclosure(s)
View By:
2/9/1999
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 8/31/2007

B
Minnesota 8/31/2007

B
California 8/31/2007

B
Missouri 7/20/2022

B
Colorado 8/31/2007

B
New York 11/22/2019

B
District of Columbia 8/31/2007

B
North Dakota 4/1/2009

B
Florida 8/31/2007

B
South Carolina 8/31/2007

B
Georgia 9/2/2011

B
Texas 6/25/2010

B
Illinois 10/3/2012

IA
Texas 1/5/2018

B
Indiana 8/16/2023

B
Virginia 6/10/2014

B
Iowa 6/24/2014

B
Washington 7/18/2024

B
Kentucky 5/29/2020

B
Wisconsin 8/31/2007

B
Michigan 10/21/2015

IA
Wisconsin 7/22/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1249 W. LIEBAU ROAD, SUITE 250, MEQUON, WI 53092
Registered with this firm since 7/22/2010

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1249 W. LIEBAU ROAD, SUITE 250, MEQUON, WI 53092
Registered with this firm since 8/31/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/08/1999 - 09/05/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) MEQUON, WI
B
11/14/1988 - 02/03/1999 EQUABLE SECURITIES CORPORATION (CRD#:7405) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.