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LEWIS RUSSELL WALTERHOUSE II
LEWIS RUSSELL WALTERHOUSE
CRD#: 1892897
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 325 N. OLD WOODWARD AVE.
SUITE 320
BIRMINGHAM, MI 48009
Registration History
199019952000200520102015202020252 FIRMS2010 - 2016 (5 years)2 FIRMS2016 - Present (8 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2010 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (4 years)
License(s)

State Registrations

B
Alabama 7/26/2016

B
Montana 7/26/2016

B
Alaska 7/26/2016

B
Nebraska 7/26/2016

B
Arizona 7/26/2016

B
Nevada 7/26/2016

B
Arkansas 7/26/2016

B
New Hampshire 2/20/2018

B
California 7/26/2016

B
New Jersey 7/26/2016

B
Colorado 7/26/2016

B
New Mexico 2/20/2018

B
Connecticut 7/26/2016

B
New York 7/26/2016

B
Delaware 9/20/2016

B
North Carolina 7/27/2016

B
District of Columbia 7/26/2016

B
North Dakota 9/5/2017

B
Florida 7/26/2016

B
Ohio 7/26/2016

B
Georgia 6/1/2017

B
Oklahoma 7/26/2016

B
Hawaii 7/26/2016

B
Oregon 7/26/2016

B
Idaho 2/2/2017

B
Pennsylvania 7/26/2016

B
Illinois 7/26/2016

B
Rhode Island 9/5/2017

B
Indiana 7/26/2016

B
South Carolina 7/26/2016

B
Iowa 7/26/2016

B
South Dakota 2/20/2018

B
Kansas 7/26/2016

B
Tennessee 7/26/2016

B
Kentucky 7/26/2016

B
Texas 7/26/2016

B
Louisiana 9/5/2017

IA
Texas 1/26/2024

B
Maine 7/26/2016

B
Utah 2/20/2018

B
Maryland 7/26/2016

B
Vermont 9/17/2019

B
Massachusetts 7/26/2016

B
Virginia 7/26/2016

B
Michigan 7/5/2016

B
Washington 7/26/2016

IA
Michigan 7/7/2016

B
West Virginia 8/19/2016

B
Minnesota 9/5/2017

B
Wisconsin 7/26/2016

B
Mississippi 7/26/2016

B
Wyoming 2/20/2018

B
Missouri 7/26/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
325 N. OLD WOODWARD AVE. SUITE 320, BIRMINGHAM, MI 48009
Registered with this firm since 7/7/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
325 N. OLD WOODWARD AVE. SUITE 320, BIRMINGHAM, MI 48009
Registered with this firm since 7/5/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/16/2010 - 02/26/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
07/07/2010 - 02/26/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
06/01/2009 - 07/21/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FLINT, MI
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLINT, MI
B
11/28/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.