• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MARCUS NIGEL ALLEN
CRD#: 1892722
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 40 E RIO SALADO PKWY
TEMPE, AZ 85281
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)2 FIRMS2022 - Present (2 years)BCOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2006 - 2007 (1 year)BBROKERSXPRESS LLC (CRD# 127081)2006 - 2006 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2003 - 2006 (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1998 - 2002 (4 years)IACOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 12/12/2011

B
California 3/12/2020

IA
Arizona 12/20/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
40 E RIO SALADO PKWY, TEMPE, AZ 85281
TEMPE, AZ
Registered with this firm since 10/6/2022

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
40 E RIO SALADO PKWY, TEMPE, AZ 85281
TEMPE, AZ
Registered with this firm since 10/5/2022

IA
WELLS FARGO ADVISORS (CRD#:19616)
40 E RIO SALADO PKWY STE 525, TEMPE, AZ 85281
TEMPE, AZ
Registered with this firm since 12/20/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
40 E RIO SALADO PKWY STE 525, TEMPE, AZ 85281
TEMPE, AZ
Registered with this firm since 12/12/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/13/2011 - 12/09/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
B
05/13/2011 - 12/09/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
IA
10/23/2009 - 11/22/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
B
10/23/2009 - 11/22/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SCOTTSDALE, AZ
IA
08/18/2009 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SCOTTSDALE, AZ
B
08/10/2009 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SCOTTSDALE, AZ
IA
01/17/2008 - 02/27/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHOENIX, AZ
B
01/17/2008 - 02/27/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
IA
11/28/2007 - 12/14/2007 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) CHANDLER, AZ
B
06/19/2006 - 12/14/2007 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) CHANDLER, AZ
B
02/09/2006 - 06/06/2006 BROKERSXPRESS LLC (CRD#:127081) EL PASO, TX
B
01/07/2003 - 02/02/2006 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LINCOLN, NE
B
02/24/1998 - 11/27/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.