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Tammy Marie Knop
TAMMY M KNOP, TAMMY MARIE TANNER
CRD#: 1892396
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 2440 RESEARCH BLVD
STE 500
ROCKVILLE, MD 20850
STE 500
ROCKVILLE, MD 20850
GROVE POINT INVESTMENTS, LLCCRD#: 1763 2440 Research Boulevard
Suite 500
Rockville, MD 20850
Suite 500
Rockville, MD 20850
0
Disclosures
30
Years of Experience
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State Registrations
B
Maryland 10/16/2013
B
Virginia 9/3/2014
IA
Maryland 6/20/2023
SRO Registrations
B
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IA
Registered with this firm since 6/20/2023
B
Registered with this firm since 10/16/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/16/2021 - 02/23/2022 | ROCKVILLE, MD | |
B | 03/08/2013 - 10/14/2013 | SEVERN, MD | |
B | 03/25/2004 - 11/23/2012 | ANNAPOLIS, MD | |
B | 09/27/2002 - 03/10/2004 | SEVERNA PARK, MD | |
B | 04/07/1995 - 09/03/2002 | NEW YORK, NY | |
B | 04/25/1994 - 01/05/2000 | NEW YORK, NY |
NEW YORK, NY
04/25/1994 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.