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WILLIAM L LOUIS VASCONCELLOS
WILLIAM LOUIS VASCONCELLOS
CRD#: 1891464
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1161 WEST RIVER STREET
SUITE 340
BOISE, ID 83702-7065
Registration History
199019952000200520102015202020252 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 2009 (20 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2009 (11 years)
License(s)

State Registrations

B
Alaska 4/24/2009

B
Montana 1/29/2016

B
Arizona 6/7/2012

B
Nebraska 6/3/2022

B
California 4/24/2009

B
Nevada 8/5/2020

B
Colorado 4/24/2009

B
New Mexico 6/28/2021

B
Delaware 4/24/2009

B
New York 11/6/2020

B
District of Columbia 4/24/2009

B
North Carolina 2/4/2025

B
Florida 2/4/2022

B
Oregon 4/24/2009

B
Georgia 1/8/2024

B
Pennsylvania 4/24/2009

B
Hawaii 6/3/2022

B
South Carolina 4/24/2009

B
Idaho 4/24/2009

B
Tennessee 11/6/2020

IA
Idaho 4/24/2009

B
Texas 4/24/2009

B
Illinois 12/16/2013

IA
Texas 4/24/2009

B
Indiana 8/29/2023

B
Utah 6/25/2019

B
Kansas 8/30/2024

B
Virginia 3/7/2013

B
Kentucky 2/21/2025

B
Washington 4/24/2009

B
Maryland 4/5/2011

B
Wisconsin 12/9/2020

B
Massachusetts 2/5/2025

B
Wyoming 5/6/2021

B
Minnesota 5/12/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1161 WEST RIVER STREET SUITE 340, BOISE, ID 83702-7065
Ketchum, ID
Registered with this firm since 4/24/2009

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1161 WEST RIVER STREET SUITE 340, BOISE, ID 83702-7065
Ketchum, ID
Registered with this firm since 4/24/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/1997 - 04/29/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
B
11/23/1988 - 04/29/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.