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DALE CASH TEAT
DALE SUE CASH, DALE C TEAT, DALE SUE TEAT
CRD#: 1889653
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3630 PEACHTREE ROAD NE, 4TH FLOOR
ATLANTA, GA 30326
Registration History
19952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2006 (3 years)2 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2002 (3 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1998 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 1998 (4 years)BTHE ROBINSON-HUMPHREY COMPANY INC. (CRD# 723)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Alabama 12/4/2015

B
Missouri 12/4/2015

B
Alaska 8/12/2021

B
Montana 12/4/2015

B
Arizona 12/4/2015

B
Nebraska 2/1/2022

B
Arkansas 12/4/2015

B
Nevada 12/4/2015

B
California 12/4/2015

B
New Jersey 12/4/2015

B
Colorado 12/4/2015

B
New Mexico 3/30/2020

B
Connecticut 12/4/2015

B
New York 12/4/2015

B
Delaware 8/12/2021

B
North Carolina 12/4/2015

B
District of Columbia 3/5/2020

B
Ohio 12/4/2015

B
Florida 12/4/2015

B
Oklahoma 8/22/2023

B
Georgia 12/4/2015

B
Oregon 12/4/2015

IA
Georgia 12/4/2015

B
Pennsylvania 12/4/2015

B
Hawaii 3/30/2020

B
Rhode Island 3/5/2020

B
Illinois 12/4/2015

B
South Carolina 12/4/2015

B
Indiana 12/4/2015

B
South Dakota 3/5/2020

B
Iowa 3/5/2020

B
Tennessee 12/4/2015

B
Kansas 3/5/2020

B
Texas 12/4/2015

B
Kentucky 12/4/2015

IA
Texas 12/4/2015

B
Louisiana 12/4/2015

B
Utah 3/5/2020

B
Maryland 6/18/2019

B
Virginia 12/4/2015

B
Massachusetts 12/4/2015

B
Washington 12/4/2015

B
Michigan 12/4/2015

B
West Virginia 3/5/2020

B
Minnesota 12/4/2015

B
Wisconsin 12/4/2015

B
Mississippi 3/5/2020

B
Wyoming 5/4/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 12/4/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 12/4/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/20/2012 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) ATLANTA, GA
B
08/17/2012 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) ATLANTA, GA
IA
01/31/2007 - 08/21/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ALPHARETTA, GA
B
01/29/2007 - 08/21/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ALPHARETTA, GA
IA
12/19/2003 - 12/08/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ALPHARETTA, GA
B
12/19/2003 - 12/08/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALPHARETTA, GA
IA
08/12/2003 - 12/11/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ATLANTA, GA
B
02/05/2003 - 12/11/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
09/18/1998 - 07/15/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
04/30/1998 - 09/23/1998 PAINEWEBBER INCORPORATED (CRD#:8174)
B
06/20/1994 - 09/23/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
04/22/1997 - 10/03/1997 THE ROBINSON-HUMPHREY COMPANY INC. (CRD#:723) ATLANTA, GA
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Broker
IA
Investment Adviser
Disclosures
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