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Lori McNamara
LORI A MCNAMARA, LORI ANN MCNAMARA, LORI ANN MCNAMERA, LORI ANN OZGA
CRD#: 1889054
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 925 Westchester Ave
White Plains, NY 10017
White Plains, NY 10017
0
Disclosures
35
Years of Experience
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State Registrations
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Alabama 5/10/2018
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Nevada 5/10/2018
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Alaska 5/10/2018
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New Hampshire 5/10/2018
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Arizona 5/10/2018
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New Jersey 5/10/2018
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Arkansas 5/10/2018
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New Jersey 5/14/2018
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California 5/10/2018
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New Mexico 5/10/2018
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Colorado 5/10/2018
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New York 5/10/2018
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Connecticut 5/10/2018
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New York 5/3/2021
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Delaware 5/10/2018
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North Carolina 5/14/2018
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District of Columbia 5/10/2018
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North Dakota 5/10/2018
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Florida 5/10/2018
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Ohio 5/10/2018
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Georgia 5/10/2018
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Oklahoma 5/10/2018
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Hawaii 5/10/2018
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Oregon 5/10/2018
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Idaho 5/10/2018
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Pennsylvania 5/10/2018
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Illinois 5/10/2018
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Puerto Rico 5/10/2018
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Indiana 5/10/2018
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Rhode Island 5/10/2018
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Iowa 5/10/2018
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South Carolina 5/10/2018
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Kansas 5/10/2018
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South Dakota 5/10/2018
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Kentucky 5/10/2018
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Tennessee 5/10/2018
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Louisiana 5/10/2018
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Texas 5/10/2018
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Maine 5/10/2018
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Texas 5/10/2018
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Maryland 5/10/2018
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Utah 5/10/2018
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Massachusetts 5/10/2018
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Vermont 5/10/2018
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Michigan 5/10/2018
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Virgin Islands 5/10/2018
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Minnesota 5/10/2018
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Virginia 5/10/2018
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Mississippi 5/10/2018
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Washington 5/10/2018
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Missouri 5/10/2018
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West Virginia 5/10/2018
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Montana 5/10/2018
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Wisconsin 5/10/2018
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Nebraska 5/10/2018
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Wyoming 5/10/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/10/2018
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Registered with this firm since 5/10/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2015 - 04/27/2018 | WHITE PLAINS, NY | |
B | 10/20/2015 - 04/27/2018 | WHITE PLAINS, NY | |
IA | 02/15/2013 - 10/08/2015 | NEW YORK, NY | |
B | 02/15/2013 - 10/08/2015 | NEW YORK, NY | |
IA | 12/19/2006 - 02/05/2013 | NEW YORK, NY | |
B | 12/13/2006 - 02/05/2013 | NEW YORK, NY | |
B | 10/02/2001 - 12/08/2006 | PORTLAND, ME | |
B | 12/10/1999 - 08/08/2001 | NAPA, CA | |
B | 11/04/1996 - 09/02/1999 | BOSTON, MA | |
B | 10/24/1995 - 11/19/1996 | NEW YORK, NY | |
B | 06/27/1994 - 10/02/1995 | NEW YORK, NY | |
B | 01/25/1991 - 06/28/1994 | RADNOR, PA | |
B | 10/21/1988 - 01/25/1991 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.