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Detailed Report
JOAN HAIYEN HUANG-EVANS
JOAN HAIYEN, JOAN H HUANG, JOAN HAIYEN HUANG, JOAN H LAMANQUE
CRD#: 1888857
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 2020 MAIN ST
10TH FLOOR
IRVINE, CA 92614
NYLIFE SECURITIES LLCCRD#: 5167 2020 MAIN STREET
10th Floor
IRVINE, CA 92614
Registration History
199019952000200520102015202020252 FIRMS2016 - Present (8 years)BMETLIFE SECURITIES INC. (CRD# 14251)1989 - 2015 (25 years)BNEW ENGLAND SECURITIES (CRD# 615)2013 - 2015 (1 year)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)1989 - 2007 (18 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2002 - 2015 (12 years)
License(s)

State Registrations

B
California 4/21/2016
IA
California 5/16/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
2020 MAIN ST 10TH FLOOR, IRVINE, CA 92614
Registered with this firm since 5/16/2016
B
NYLIFE SECURITIES LLC (CRD#:5167)
2020 MAIN STREET 10th Floor, IRVINE, CA 92614
Registered with this firm since 4/21/2016
Previous Registration(s)
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IA
 10/09/2002 - 04/03/2015 METLIFE SECURITIES INC. (CRD#:14251) BREA, CA
B
 07/26/1989 - 04/03/2015 METLIFE SECURITIES INC. (CRD#:14251) BREA, CA
B
 11/11/2013 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) LOS ANGELES, CA
B
 07/26/1989 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) CITY OF INDUSTRY, CA
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.