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Detailed Report
Daniel Morales
CRD#: 1888522
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 500 S Australian Ave STE 210
West Palm Beach, FL 33401-6223
Registration History
199019952000200520102015202020252 FIRMS1989 - 1991 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - Present (5 years)BNEW ENGLAND SECURITIES (CRD# 615)2011 - 2015 (3 years)BWESTMINSTER FINANCIAL SECURITI... (CRD# 20677)2001 - 2009 (7 years)BMOORS & CABOT, INC. (CRD# 594)1999 - 2001 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1994 - 1999 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 1995 (3 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2012 - 2015 (3 years)IAWESTMINSTER FINANCIAL ADVISORY... (CRD# 110283)2003 - 2009 (6 years)
Disclosure(s)
View By:
4/29/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Colorado 3/26/2020
B
Pennsylvania 5/24/2019
B
Florida 5/24/2019
B
Puerto Rico 10/4/2022
IA
Florida 5/28/2019
B
South Carolina 2/14/2025
B
Georgia 5/24/2019
B
Tennessee 3/13/2023
B
Hawaii 8/16/2022
B
Texas 12/13/2021
B
New York 5/24/2019
IA
Texas 12/14/2021
B
North Carolina 5/24/2019
B
West Virginia 5/24/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
500 S Australian Ave STE 210, West Palm Beach, FL 33401-6223
Registered with this firm since 5/28/2019
B
EDWARD JONES (CRD#:250)
500 S Australian Ave STE 210, West Palm Beach, FL 33401-6223
Registered with this firm since 5/24/2019
Previous Registration(s)
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IA
 03/25/2017 - 05/28/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) WEST PALM BEACH, FL
B
 03/25/2017 - 05/28/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) WEST PALM BEACH, FL
IA
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WEST PALM BEACH, FL
B
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WEST PALM BEACH, FL
IA
 01/26/2012 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WEST PALM BEACH, FL
B
 11/16/2011 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) WEST PALM BEACH, FL
IA
 03/18/2009 - 11/29/2011 NEWBRIDGE FINANCIAL SERVICES GROUP, INC. (CRD#:130814) BOCA RATON, FL
B
 02/18/2009 - 11/29/2011 NEWBRIDGE SECURITIES CORPORATION (CRD#:104065) BOCA RATON, FL
IA
 02/10/2003 - 02/18/2009 WESTMINSTER FINANCIAL ADVISORY CORP (CRD#:110283) DAYTON, OH
B
 11/27/2001 - 02/18/2009 WESTMINSTER FINANCIAL SECURITIES, INC. (CRD#:20677) BEAVERCREEK, OH
B
 09/13/1999 - 11/29/2001 MOORS & CABOT, INC. (CRD#:594) BOSTON, MA
B
 12/22/1994 - 10/08/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 01/09/1992 - 01/04/1995 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 01/09/1989 - 11/11/1991 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 01/09/1989 - 11/11/1991 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.