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Detailed Report
JOHN PENINGER BRANDON
CRD#: 1888508
IA
Investment Adviser
B
Broker
ATLANTES FINANCIAL ADVISORSCRD#: 138210 365 GRAND AVENUE, SUITE "A"
FAIRHOPE, AL 36532
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 365 GRAND AVE.
SUITE A
FAIRHOPE, AL 36532
Registration History
19901995200020052010201520202025IAATLANTES FINANCIAL ADVISORS (CRD# 138210)2024 - Present (1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2004 - Present (21 years)BEDWARD JONES (CRD# 250)1988 - 2004 (15 years)IAATLANTES FINANCIAL ADVISORS (CRD# 138210)2010 - 2023 (13 years)IACLEARPOINT CAPITAL, L.L.C. (CRD# 130286)2004 - 2006 (2 years)IAEDWARD JONES (CRD# 250)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 3/29/2003
B
Louisiana 3/29/2004
IA
Alabama 1/31/2024
IA
Louisiana 1/9/2025
B
Colorado 4/27/2021
B
Minnesota 11/1/2004
B
Florida 3/29/2004
B
Mississippi 3/29/2004
B
Georgia 1/10/2014
B
North Carolina 2/5/2013
B
Kansas 6/3/2013
B
Texas 4/26/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ATLANTES FINANCIAL ADVISORS (CRD#:138210)
365 GRAND AVENUE, SUITE "A", FAIRHOPE, AL 36532
Registered with this firm since 1/31/2024
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
365 GRAND AVE. SUITE A, FAIRHOPE, AL 36532
Registered with this firm since 3/29/2004
Previous Registration(s)
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IA
 03/31/2010 - 12/31/2023 ATLANTES FINANCIAL ADVISORS (CRD#:138210) FAIRHOPE, AL
IA
 03/30/2004 - 04/01/2006 CLEARPOINT CAPITAL, L.L.C. (CRD#:130286) FAIRHOPE, AL
IA
 08/04/2002 - 03/30/2004 EDWARD JONES (CRD#:250) FAIRHOPE, AL
B
 10/19/1988 - 03/30/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.