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Detailed Report
W BLAIR THOMAS
BLAIR THOMAS, W BLAIR BLAIR THOMAS, W BLAIR THOMAS, WILLIAM BLAIR THOMAS
CRD#: 1886916
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Lone Tree, CO
Registration History
19901995200020052010201520202025IACHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - Present (12 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1992 - Present (33 years)BVALUE LINE SECURITIES, INC. (CRD# 848)1991 - 1993 (1 year)BLAWSON FINANCIAL CORPORATION (CRD# 15261)1990 - 1990 (<1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1988 - 1989 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2012 (6 years)
Disclosure(s)
View By:
8/1/1987
Criminal
Final Disposition
License(s)

State Registrations

B
California 1/3/2022
IA
Colorado 2/20/2013
B
Colorado 7/20/1993

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Lone Tree, CO
Registered with this firm since 2/20/2013
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Lone Tree, CO
Registered with this firm since 3/18/1992
Previous Registration(s)
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IA
 11/13/2006 - 12/31/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) Lone Tree, CO
B
 12/16/1991 - 08/02/1993 VALUE LINE SECURITIES, INC. (CRD#:848) NEW YORK, NY
B
 05/01/1990 - 05/30/1990 LAWSON FINANCIAL CORPORATION (CRD#:15261)
FINRA expelled the firm on 01/31/2017
PHOENIX, AZ
B
 11/23/1988 - 04/04/1989 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.