Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DEBORAH JORDAN WILLIAMS
DEBBIE JORDAN, DEBORAH C JORDAN, DEBROAH C JORDAN, DEBORAH J MCGEE, DEBORAH JORDAN MCGEE…
CRD#: 1885911
IA
Investment Adviser
B
Broker
ALLY INVEST ADVISORSCRD#: 170301 North Myrtle Beach, SC
ALLY INVEST SECURITIES LLCCRD#: 136131 North Myrtle Beach, SC
Registration History
199019952000200520102015202020252 FIRMS2010 - 2017 (6 years)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1988 - 2000 (11 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1988 - 1993 (5 years)
License(s)

State Registrations

B
Alabama 3/31/2022
B
Nebraska 3/31/2022
B
Alaska 3/31/2022
B
Nevada 3/31/2022
B
Arizona 3/31/2022
B
New Hampshire 3/31/2022
B
Arkansas 3/31/2022
B
New Jersey 3/31/2022
B
California 3/31/2022
B
New Mexico 3/31/2022
B
Colorado 3/31/2022
B
New York 3/31/2022
B
Connecticut 3/31/2022
B
North Carolina 3/31/2022
B
Delaware 3/31/2022
B
North Dakota 3/31/2022
B
District of Columbia 3/31/2022
B
Ohio 4/1/2022
B
Florida 3/31/2022
B
Oklahoma 3/31/2022
B
Georgia 3/31/2022
B
Oregon 3/31/2022
B
Hawaii 3/31/2022
B
Pennsylvania 3/31/2022
B
Idaho 3/31/2022
B
Puerto Rico 3/31/2022
B
Illinois 3/31/2022
B
Rhode Island 3/31/2022
B
Indiana 3/31/2022
B
South Carolina 3/31/2022
B
Iowa 3/31/2022
IA
South Carolina 3/31/2022
B
Kansas 3/31/2022
B
South Dakota 3/31/2022
B
Kentucky 3/31/2022
B
Tennessee 3/31/2022
B
Louisiana 3/31/2022
B
Texas 3/31/2022
B
Maine 3/31/2022
B
Utah 3/31/2022
B
Maryland 3/31/2022
B
Vermont 3/31/2022
B
Massachusetts 3/31/2022
B
Virginia 3/31/2022
B
Michigan 3/31/2022
B
Washington 3/31/2022
B
Minnesota 3/31/2022
B
West Virginia 3/31/2022
B
Mississippi 3/31/2022
B
Wisconsin 3/31/2022
B
Missouri 3/31/2022
B
Wyoming 3/31/2022
B
Montana 4/1/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
ALLY INVEST SECURITIES LLC (CRD#:136131)
North Myrtle Beach, SC
Registered with this firm since 3/31/2022
IA
ALLY INVEST ADVISORS (CRD#:170301)
North Myrtle Beach, SC
Registered with this firm since 3/31/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2017 - 02/24/2022 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) COLUMBIA, SC
B
 06/01/2017 - 02/24/2022 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) COLUMBIA, SC
IA
 07/30/2010 - 03/15/2017 AXA ADVISORS, LLC (CRD#:6627) COLUMBIA, SC
B
 04/20/2010 - 03/15/2017 AXA ADVISORS, LLC (CRD#:6627) COLUMBIA, SC
B
 10/17/1988 - 05/08/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 10/17/1988 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.