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Mark Curtis Walter
CRD#: 1884999
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
199019952000200520102015202020252 FIRMS1989 - 1995 (6 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - Present (11 years)BWAMU INVESTMENTS, INC. (CRD# 599)2000 - 2009 (9 years)BTHE DREYFUS SERVICE CORPORATION (CRD# 231)1997 - 2000 (2 years)BALLIANCE ADVISORY & SECURITIES... (CRD# 18835)1997 - 1997 (<1 year)BGRIFFIN FINANCIAL SERVICES (CRD# 10823)1995 - 1997 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (3 years)
Disclosure(s)
View By:
11/23/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/18/2013

IA
California 10/21/2013

IA
Arizona 11/5/2013

B
Colorado 3/19/2021

B
California 10/18/2013

B
New York 10/13/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 10/21/2013

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 10/18/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2012 - 10/21/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) SIMI VALLEY, CA
B
10/01/2012 - 10/21/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) SIMI VALLEY, CA
IA
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SIMI VALLEY, CA
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SIMI VALLEY, CA
IA
02/23/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SIMI VALLEY, CA
B
03/24/2000 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SIMI VALLEY, CA
B
10/15/1997 - 03/21/2000 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
02/13/1997 - 10/23/1997 ALLIANCE ADVISORY & SECURITIES, INC. (CRD#:18835) WESTLAKE VILLAGE, CA
B
09/08/1995 - 01/20/1997 GRIFFIN FINANCIAL SERVICES (CRD#:10823)
B
06/26/1989 - 09/01/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
06/26/1989 - 09/01/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.