• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSEPH ALAN GARAFANO
CRD#: 1884354
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 901 Old Marlton Pike West
Ste. A7
Marlton, NJ 08053
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 901 Old Marlton Pike West
Ste. A7
Marlton, NJ 08053
Registration History
199019952000200520102015202020252 FIRMS2010 - Present (14 years)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2007 - 2010 (2 years)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2007 - 2007 (<1 year)BTFS SECURITIES, INC. (CRD# 20626)1996 - 2007 (10 years)BTFS SECURITIES, INC. (CRD# 20626)1992 - 1996 (3 years)BL.C. WEGARD & CO., INC. (CRD# 3722)1992 - 1992 (<1 year)BTFS SECURITIES, INC. (CRD# 20626)1989 - 1992 (3 years)IAGUNNALLEN FINANCIAL, INC (CRD# 17609)2008 - 2010 (1 year)
License(s)

State Registrations

B
Delaware 1/23/2020

B
North Carolina 4/12/2010

B
Florida 4/12/2010

B
Pennsylvania 4/12/2010

B
New Jersey 4/12/2010

B
South Carolina 12/15/2011

IA
New Jersey 5/5/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
901 Old Marlton Pike West Ste. A7, Marlton, NJ 08053
Registered with this firm since 5/5/2010

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
901 Old Marlton Pike West Ste. A7, Marlton, NJ 08053
Registered with this firm since 4/12/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/16/2008 - 03/30/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) WHITEHOUSE STATION, NJ
B
07/06/2007 - 03/30/2010 GUNNALLEN FINANCIAL, INC (CRD#:17609) WHITEHOUSE STATION, NJ
B
05/02/2007 - 06/01/2007 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) CHERRY HILL, NJ
B
08/30/1996 - 05/11/2007 TFS SECURITIES, INC. (CRD#:20626) LINCROFT, NJ
B
10/06/1992 - 08/12/1996 TFS SECURITIES, INC. (CRD#:20626) LINCROFT, NJ
B
08/05/1992 - 10/13/1992 L.C. WEGARD & CO., INC. (CRD#:3722) NEW YORK, NY
B
06/19/1989 - 08/17/1992 TFS SECURITIES, INC. (CRD#:20626) LINCROFT, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.