• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
VICKIE SUE WISE
CRD#: 1883523
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 Rogers, AR
Registration History
199019952000200520102015202020252 FIRMS2018 - Present (6 years)BBOK FINANCIAL SECURITIES, INC. (CRD# 17530)1998 - 2018 (19 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1996 - 1998 (2 years)BLLAMA COMPANY (CRD# 22440)1989 - 1996 (7 years)IABOK FINANCIAL ADVISORS (CRD# 17530)2004 - 2018 (13 years)
License(s)

State Registrations

B
Arkansas 8/24/2023

B
North Carolina 6/17/2024

B
Florida 4/9/2018

B
Ohio 11/1/2021

IA
Florida 4/11/2018

IA
Ohio 1/13/2025

B
Louisiana 6/18/2024

B
Pennsylvania 6/13/2023

B
Montana 6/3/2022

IA
Pennsylvania 6/13/2023

IA
Montana 1/4/2023

B
South Carolina 6/17/2024

B
New Mexico 2/4/2020

B
Texas 3/23/2018

IA
New Mexico 2/5/2020

IA
Texas 3/23/2018

B
New York 7/27/2018

B
Utah 7/9/2024

IA
New York 1/4/2023

B
Washington 1/7/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
Rogers, AR
Registered with this firm since 3/23/2018

B
HILLTOP SECURITIES INC. (CRD#:6220)
Rogers, AR
Registered with this firm since 3/23/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/05/2004 - 04/20/2018 BOK FINANCIAL ADVISORS (CRD#:17530) DALLAS, TX
B
09/24/1998 - 04/20/2018 BOK FINANCIAL SECURITIES, INC. (CRD#:17530) DALLAS, TX
B
07/01/1996 - 10/12/1998 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
04/26/1989 - 07/10/1996 LLAMA COMPANY (CRD#:22440) FAYETTEVILLE, AR
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.