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Theresa M Dillard
THERESA MARIE DILLARD
CRD#: 1883367
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5910 N CENTRAL EXPY
DALLAS, TX 75206
Registration History
199019952000200520102015202020252 FIRMS1999 - 2009 (10 years)2 FIRMS2009 - Present (15 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1993 - 1999 (6 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1988 - 1993 (4 years)
Disclosure(s)
View By:
3/31/2016
Customer Dispute
Denied
10/29/2008
Customer Dispute
Denied
3/22/2007
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Arizona 3/5/2013

B
Nevada 6/30/2011

B
Arkansas 6/18/2012

B
New Hampshire 12/21/2020

B
California 10/23/2009

B
New Mexico 8/2/2018

B
Colorado 10/23/2009

B
North Carolina 7/20/2017

B
Connecticut 8/1/2022

B
Ohio 9/20/2023

B
District of Columbia 3/23/2022

B
Oklahoma 10/23/2009

B
Florida 10/23/2009

B
Oregon 9/29/2017

B
Georgia 10/24/2016

B
South Carolina 4/21/2022

B
Hawaii 11/15/2024

B
Tennessee 9/16/2015

B
Louisiana 10/2/2023

B
Texas 10/23/2009

B
Maine 12/22/2020

IA
Texas 10/23/2009

B
Maryland 4/4/2022

B
Utah 9/30/2015

B
Massachusetts 8/6/2013

B
Virginia 8/20/2013

B
Michigan 9/13/2017

B
Washington 10/19/2021

B
Mississippi 5/28/2019

B
West Virginia 11/2/2015

B
Missouri 5/23/2012

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5910 N CENTRAL EXPY, DALLAS, TX 75206
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/31/1999 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
B
03/30/1999 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) DALLAS, TX
B
02/02/1993 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
10/19/1988 - 02/08/1993 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.