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KENNETH CROWMER LERNER
KENNETH C LERNER, Ken Lerner
CRD#: 1882043
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 WILMETTE, IL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 WILMETTE, IL
Registration History
19952000200520102015202020252 FIRMS2023 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2022 - 2022 (<1 year)BLEERINK SWANN LLC (CRD# 39011)2005 - 2008 (3 years)BHARRIS NESBITT CORP. (CRD# 16686)2001 - 2005 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2001 (1 year)BVECTOR SECURITIES INTERNATIONA... (CRD# 22010)1997 - 1999 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1997 (4 years)
License(s)

State Registrations

B
Alabama 1/19/2023

B
Nebraska 1/19/2023

B
Alaska 1/19/2023

B
Nevada 1/19/2023

B
Arizona 1/19/2023

B
New Hampshire 1/19/2023

B
Arkansas 1/19/2023

B
New Jersey 1/19/2023

B
California 1/19/2023

B
New Mexico 1/19/2023

B
Colorado 1/19/2023

B
New York 1/19/2023

B
Connecticut 1/19/2023

B
North Carolina 1/19/2023

B
Delaware 1/19/2023

B
North Dakota 1/19/2023

B
District of Columbia 1/19/2023

B
Ohio 1/19/2023

B
Florida 1/19/2023

B
Oklahoma 1/19/2023

B
Georgia 1/19/2023

B
Oregon 1/19/2023

B
Hawaii 1/19/2023

B
Pennsylvania 1/19/2023

B
Idaho 1/19/2023

B
Puerto Rico 1/19/2023

B
Illinois 1/19/2023

B
Rhode Island 1/19/2023

IA
Illinois 2/10/2023

B
South Carolina 1/19/2023

B
Indiana 1/19/2023

B
South Dakota 1/19/2023

B
Iowa 1/19/2023

B
Tennessee 1/19/2023

B
Kansas 1/19/2023

B
Texas 1/19/2023

B
Kentucky 1/19/2023

IA
Texas 2/10/2023

B
Louisiana 1/19/2023

B
Utah 1/19/2023

B
Maine 1/19/2023

B
Vermont 1/19/2023

B
Maryland 1/19/2023

B
Virgin Islands 1/19/2023

B
Massachusetts 1/19/2023

B
Virginia 1/19/2023

B
Michigan 1/19/2023

B
Washington 1/19/2023

B
Minnesota 1/19/2023

B
West Virginia 1/19/2023

B
Mississippi 1/19/2023

B
Wisconsin 1/19/2023

B
Missouri 1/19/2023

B
Wyoming 1/19/2023

B
Montana 1/19/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
WILMETTE, IL
Registered with this firm since 2/10/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
WILMETTE, IL
Registered with this firm since 1/19/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/08/2022 - 07/27/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) CHICAGO, IL
B
02/18/2005 - 07/09/2008 LEERINK SWANN LLC (CRD#:39011) CHICAGO, IL
B
08/08/2001 - 02/18/2005 HARRIS NESBITT CORP. (CRD#:16686) NEW YORK, NY
B
07/07/1999 - 04/19/2001 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
10/23/1997 - 07/02/1999 VECTOR SECURITIES INTERNATIONAL, INC. (CRD#:22010) NEW YORK, NY
B
01/28/1993 - 05/01/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.