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LAUREN BETH GOLDMAN
LAURIE GOLDMAN
CRD#: 1880280
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 ONE NORTH WACKER
SUITE 3400
CHICAGO, IL 60606
Registration History
199019952000200520102015202020252 FIRMS2015 - Present (9 years)BBARCLAYS CAPITAL INC. (CRD# 19714)2011 - 2015 (4 years)BGOLDMAN, SACHS & CO. (CRD# 361)1994 - 2011 (17 years)BOPPENHEIMER & CO., INC. (CRD# 630)1989 - 1992 (3 years)BA.D. JACK & COMPANY (CRD# 10103)1989 - 1989 (<1 year)IABARCLAYS CAPITAL INC. (CRD# 19714)2012 - 2015 (3 years)
License(s)

State Registrations

B
Alabama 3/13/2020

B
Nebraska 12/4/2015

B
Alaska 3/13/2020

B
Nevada 12/4/2015

B
Arizona 12/4/2015

B
New Hampshire 3/13/2020

B
Arkansas 3/13/2020

B
New Jersey 12/4/2015

B
California 12/4/2015

B
New Mexico 12/4/2015

B
Colorado 12/4/2015

B
New York 12/4/2015

B
Connecticut 12/4/2015

B
North Carolina 12/4/2015

B
Delaware 12/4/2015

B
North Dakota 12/4/2015

B
District of Columbia 3/13/2020

B
Ohio 12/4/2015

B
Florida 12/4/2015

B
Oklahoma 3/13/2020

B
Georgia 12/4/2015

B
Oregon 3/13/2020

B
Hawaii 12/4/2015

B
Pennsylvania 12/4/2015

B
Idaho 3/13/2020

B
Puerto Rico 3/13/2020

B
Illinois 12/4/2015

B
Rhode Island 3/13/2020

IA
Illinois 12/4/2015

B
South Carolina 12/1/2017

B
Indiana 12/4/2015

B
South Dakota 12/4/2015

B
Iowa 12/4/2015

B
Tennessee 12/4/2015

B
Kansas 12/4/2015

B
Texas 12/4/2015

B
Kentucky 12/4/2015

IA
Texas 12/4/2015

B
Louisiana 3/13/2020

B
Utah 12/4/2015

B
Maine 3/13/2020

B
Vermont 3/13/2020

B
Maryland 12/4/2015

B
Virgin Islands 3/13/2020

B
Massachusetts 12/4/2015

B
Virginia 3/13/2020

B
Michigan 12/4/2015

B
Washington 12/4/2015

B
Minnesota 12/4/2015

B
West Virginia 12/4/2015

B
Mississippi 3/13/2020

B
Wisconsin 12/4/2015

B
Missouri 12/4/2015

B
Wyoming 12/4/2015

B
Montana 3/13/2020

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE NORTH WACKER SUITE 3400, CHICAGO, IL 60606
Registered with this firm since 12/4/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
ONE NORTH WACKER SUITE 3400, CHICAGO, IL 60606
Registered with this firm since 12/4/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/04/2012 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) CHICAGO, IL
B
11/21/2011 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) CHICAGO, IL
B
07/21/1994 - 12/01/2011 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
08/18/1989 - 10/15/1992 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
04/18/1989 - 08/21/1989 A.D. JACK & COMPANY (CRD#:10103) NORTHFIELD, IL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.