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WILLIAM FRANKLIN ANASTAS
BILL ANASTAS
CRD#: 1880184
IA
B
LPL FINANCIAL LLCCRD#: 6413 5182 KATELLA AVE STE 103B
LOS ALAMITOS, CA 90720
LOS ALAMITOS, CA 90720
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Alaska 2/24/2025
B
Montana 2/10/2025
B
Arizona 2/10/2025
B
Nevada 2/10/2025
B
Arkansas 2/10/2025
B
Oregon 2/10/2025
B
California 2/10/2025
B
Puerto Rico 2/10/2025
IA
California 2/10/2025
B
South Carolina 2/24/2025
B
District of Columbia 2/10/2025
B
Texas 2/10/2025
B
Florida 2/10/2025
IA
Texas 2/11/2025
B
Hawaii 2/24/2025
B
Utah 2/24/2025
B
Kansas 2/10/2025
B
Vermont 2/10/2025
B
Maryland 2/10/2025
B
Virginia 2/10/2025
B
Massachusetts 2/10/2025
B
Washington 2/10/2025
B
Minnesota 2/10/2025
B
Wisconsin 2/10/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/10/2025
B
Registered with this firm since 2/10/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/03/2023 - 02/12/2025 | LOS ALAMITOS, CA | |
B | 11/03/2023 - 02/12/2025 | LOS ALAMITOS, CA | |
IA | 02/08/2019 - 11/03/2023 | LOS ALAMITOS, CA | |
B | 02/27/2009 - 11/03/2023 | LOS ALAMITOS, CA | |
B | 01/24/1997 - 02/27/2009 | LOS ALAMITOS, CA | |
B | 01/29/1996 - 12/31/1996 | PHOENIX, AZ | |
B | 04/26/1995 - 12/31/1995 | PHOENIX, AZ | |
B | 06/07/1993 - 05/03/1995 | FORT MILL, SC | |
B | 04/03/1991 - 05/28/1993 | LOS ANGELES, CA | |
B | 10/19/1988 - 10/04/1990 | ATLANTA, GA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.