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Michael Patrick Sullivan
Mike Sullivan
CRD#: 1880165
IA
B
MORGAN STANLEYCRD#: 149777 4225 Naperville Road
Suite 255
Lisle, IL 60532
Suite 255
Lisle, IL 60532
0
Disclosures
36
Years of Experience
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State Registrations
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Arizona 6/28/2023
B
New Jersey 6/28/2023
B
California 6/28/2023
B
New Mexico 6/28/2023
B
Colorado 6/28/2023
B
New York 6/28/2023
B
Connecticut 6/28/2023
B
North Carolina 6/28/2023
B
District of Columbia 6/28/2023
B
Ohio 6/28/2023
B
Florida 6/28/2023
B
Oregon 6/28/2023
B
Georgia 6/28/2023
B
Pennsylvania 6/28/2023
B
Idaho 6/28/2023
B
South Carolina 6/28/2023
B
Illinois 6/28/2023
B
Tennessee 6/28/2023
IA
Illinois 6/28/2023
B
Texas 6/28/2023
B
Indiana 6/28/2023
IA
Texas 6/28/2023
B
Maryland 6/28/2023
B
Utah 6/28/2023
B
Massachusetts 6/28/2023
B
Vermont 6/28/2023
B
Michigan 6/28/2023
B
Virginia 6/28/2023
B
Minnesota 6/28/2023
B
Washington 6/28/2023
B
Missouri 6/28/2023
B
Wisconsin 6/28/2023
B
Nevada 6/28/2023
SRO Registrations
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IA
Registered with this firm since 6/28/2023
B
Registered with this firm since 6/28/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/18/2008 - 06/29/2023 | OAK BROOK, IL | |
B | 04/18/2008 - 06/29/2023 | OAK BROOK, IL | |
IA | 04/02/2007 - 04/24/2008 | CHICAGO, IL | |
B | 04/02/2007 - 04/24/2008 | CHICAGO, IL | |
IA | 02/26/1998 - 04/02/2007 | CHICAGO, IL | |
B | 10/19/1988 - 04/02/2007 | CHICAGO, IL |
OAK BROOK, IL
04/18/2008 - 06/29/2023
OAK BROOK, IL
04/18/2008 - 06/29/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.