JOHN FRANCIS PARISI SR - Investment Adviser at PARISI GRAY WEALTH MANAGEMENT, LLC

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Detailed ReportReport

JOHN FRANCIS PARISI SR

JOHN FRANCIS PARISI, JOHN PARISI

CRD#: 1879131

Investment Adviser

Broker

PARISI GRAY WEALTH MANAGEMENT, LLCCRD#: 286388

5 COLD HILL ROAD S
SUITE 1
MENDHAM, NJ 07945

PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747

5 Cold Hill Rd
Suite 1
Mendham, NJ 07945

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Colorado 7/30/2024

New Jersey 2/24/2017

New Jersey 2/1/2017

Texas 3/4/2021

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

PARISI GRAY WEALTH MANAGEMENT, LLC (CRD#:286388)

5 COLD HILL ROAD S SUITE 1, MENDHAM, NJ 07945

Registered with this firm since 2/1/2017

PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)

5 Cold Hill Rd Suite 1, Mendham, NJ 07945

Registered with this firm since 2/24/2017

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	12/27/2016 - 10/06/2017	OLIVER LUXXE ASSETS LLC (CRD#:169588)	GLADSTONE, NJ
IA	12/19/2005 - 12/16/2016	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)	SHORT HILLS, NJ
B	01/03/1998 - 12/16/2016	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)	SHORT HILLS, NJ
B	06/16/1993 - 09/19/1997	LEHMAN BROTHERS INC. (CRD#:7506)	NEW YORK, NY
B	06/16/1993 - 10/23/1995	LEHMAN GOVERNMENT SECURITIES INC. (CRD#:19655)
B	06/16/1993 - 07/18/1994	LEHMAN SPECIAL SECURITIES INC. (CRD#:7242)
B	02/28/1989 - 05/26/1993	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)	NEW YORK, NY

OLIVER LUXXE ASSETS LLC (CRD#:169588)

GLADSTONE, NJ

12/27/2016 - 10/06/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)

SHORT HILLS, NJ

12/19/2005 - 12/16/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)

SHORT HILLS, NJ

01/03/1998 - 12/16/2016

LEHMAN BROTHERS INC. (CRD#:7506)

NEW YORK, NY

06/16/1993 - 09/19/1997

LEHMAN GOVERNMENT SECURITIES INC. (CRD#:19655)

06/16/1993 - 10/23/1995

LEHMAN SPECIAL SECURITIES INC. (CRD#:7242)

06/16/1993 - 07/18/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)

NEW YORK, NY

02/28/1989 - 05/26/1993

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.