Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JONATHAN DAVID MOYER
JON D MOYER
CRD#: 1877915
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 875 BERKSHIRE BLVD STE 105
WYOMISSING, PA 19610
WYOMISSING, PA 19610
0
Disclosures
35
Years of Experience
View By:
State Registrations
B
Alabama 11/5/2015
B
New Jersey 2/24/1999
B
Alaska 1/3/2020
B
New Mexico 11/17/2014
B
Arizona 10/2/2023
B
New York 9/4/2024
B
California 7/18/2008
B
North Carolina 4/18/2011
B
Colorado 6/28/2016
B
Ohio 2/12/2002
B
Connecticut 5/22/2024
B
Pennsylvania 7/1/1998
B
Delaware 5/18/2012
IA
Pennsylvania 7/11/2005
B
District of Columbia 3/27/2024
B
Rhode Island 12/18/2020
B
Florida 5/3/2001
B
South Carolina 10/3/2014
B
Georgia 3/16/2022
B
Tennessee 7/3/2024
B
Indiana 8/24/2023
B
Texas 10/10/2017
B
Iowa 9/12/2022
IA
Texas 6/17/2021
B
Kansas 8/4/2023
B
Utah 1/28/2021
B
Louisiana 6/26/2019
B
Virginia 3/1/2017
B
Maine 6/6/2018
B
Washington 10/20/2022
B
Maryland 10/3/2014
B
West Virginia 6/26/2019
B
Michigan 8/4/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/11/2005
B
Registered with this firm since 7/1/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/04/1994 - 06/30/1998 | WYOMISSING, PA | |
B | 05/11/1994 - 11/07/1994 | ||
B | 10/16/1992 - 11/07/1994 | EL SEGUNDO, CA | |
B | 01/03/1989 - 06/17/1992 | NEW YORK, NY | |
B | 01/03/1989 - 10/15/1990 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.