Individual Firm
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CHARLES GEER WELLBORN
CRD#: 1875339
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3333 PEACHTREE RD
FL 3
ATLANTA, GA 30326
FL 3
ATLANTA, GA 30326
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3333 PEACHTREE RD NE
FL 3
ATLANTA, GA 30326
FL 3
ATLANTA, GA 30326
View By:
8/19/2009
Customer Dispute
Settled
State Registrations
B
Alabama 6/30/2005
B
Montana 4/5/2023
B
Arizona 11/17/2020
B
Nevada 6/11/2010
B
Arkansas 6/25/2009
B
New Jersey 6/30/2005
B
California 6/30/2005
B
New York 3/27/2013
B
Colorado 6/30/2005
B
North Carolina 6/30/2005
B
Connecticut 11/7/2022
B
Ohio 2/15/2018
B
District of Columbia 6/27/2012
B
Oregon 9/11/2015
B
Florida 6/27/2005
B
Pennsylvania 6/30/2005
B
Georgia 6/30/2005
B
South Carolina 6/30/2005
IA
Georgia 9/1/2016
B
Tennessee 6/30/2005
B
Indiana 8/4/2006
B
Texas 6/30/2005
B
Kentucky 6/18/2008
IA
Texas 3/13/2017
B
Louisiana 1/26/2017
B
Utah 10/30/2017
IA
Louisiana 4/13/2017
B
Virginia 6/30/2005
B
Massachusetts 6/30/2005
B
Washington 3/18/2008
B
Michigan 8/10/2015
SRO Registrations
B
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IA
Registered with this firm since 9/1/2016
B
Registered with this firm since 6/27/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/30/2005 - 12/31/2016 | ATLANTA, GA | |
IA | 07/29/2002 - 06/30/2005 | ATLANTA, GA | |
B | 07/19/2002 - 06/30/2005 | ATLANTA, GA | |
B | 06/15/2002 - 07/30/2002 | ST. LOUIS, MO | |
B | 07/30/1993 - 06/15/2002 | CHARLOTTE, NC | |
B | 06/28/1990 - 08/11/1993 | JACKSONVILLE, FL | |
B | 05/02/1989 - 06/19/1990 | ATLANTA, GA | |
B | 09/20/1988 - 05/13/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.