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JAMES DOUGLAS DOLAN
CRD#: 1875116
IA
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MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Shrewsbury, NJ 07702
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 11/1/2012
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Nevada 4/8/2013
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Alaska 11/1/2012
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New Hampshire 11/1/2012
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Arizona 11/1/2012
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New Jersey 9/26/2012
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Arkansas 6/24/2013
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New Jersey 9/26/2012
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California 10/23/2013
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New Mexico 11/1/2012
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Colorado 2/21/2013
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New York 9/26/2012
B
Connecticut 10/23/2013
B
North Carolina 11/5/2012
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Delaware 10/31/2013
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North Dakota 9/22/2014
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District of Columbia 3/14/2013
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Ohio 11/2/2012
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Florida 11/1/2012
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Oklahoma 11/1/2012
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Georgia 11/1/2012
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Oregon 1/15/2013
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Hawaii 8/18/2014
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Pennsylvania 11/1/2012
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Idaho 9/22/2014
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Puerto Rico 1/8/2016
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Illinois 11/1/2012
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Rhode Island 11/1/2012
B
Indiana 11/1/2012
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South Carolina 11/1/2012
B
Iowa 9/22/2014
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South Dakota 8/18/2014
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Kansas 11/1/2012
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Tennessee 11/1/2012
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Kentucky 1/15/2013
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Texas 11/1/2012
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Louisiana 11/1/2012
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Texas 2/20/2020
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Maine 1/2/2014
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Utah 10/23/2013
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Maryland 11/1/2012
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Vermont 11/1/2012
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Massachusetts 11/1/2012
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Virgin Islands 8/18/2014
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Michigan 11/1/2012
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Virginia 11/1/2012
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Minnesota 11/1/2012
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Washington 11/1/2012
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Mississippi 11/1/2012
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West Virginia 10/23/2013
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Missouri 11/1/2012
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Wisconsin 11/1/2012
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Montana 11/20/2013
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Wyoming 10/23/2013
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Nebraska 9/22/2014
SRO Registrations
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Registered with this firm since 9/26/2012
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Registered with this firm since 9/26/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2007 - 09/14/2012 | FLEMINGTON, NJ | |
B | 11/14/2011 - 08/28/2012 | FLEMINGTON, NJ | |
IA | 06/19/2007 - 11/29/2011 | FLEMINGTON, NJ | |
B | 03/30/2007 - 11/29/2011 | FLEMINGTON, NJ | |
B | 02/09/2000 - 03/12/2007 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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