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DEREK D CHRISTIAN
DEREK DUANE CHRISTIAN
CRD#: 1874637
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 5/14/2013

B
Missouri 10/9/2014

B
Alaska 11/4/2015

B
Montana 6/13/2019

B
Arizona 1/9/2017

B
Nevada 9/1/2021

B
California 8/19/2008

B
New Hampshire 2/14/2022

B
Colorado 3/9/2011

B
New Jersey 3/14/2013

B
Connecticut 2/4/2022

B
New Mexico 3/9/2011

B
Delaware 11/18/2024

B
New York 3/9/2011

B
Florida 8/28/2009

B
North Carolina 5/9/2013

B
Georgia 9/5/2012

B
Ohio 7/24/2019

B
Hawaii 7/8/2019

B
Oklahoma 11/27/2017

B
Idaho 2/4/2025

B
Oregon 2/14/2019

IA
Illinois 7/14/2008

B
Pennsylvania 2/4/2022

B
Illinois 7/15/2008

B
South Carolina 1/7/2020

B
Indiana 1/4/2010

B
Tennessee 7/9/2021

B
Iowa 2/7/2022

IA
Texas 8/26/2008

B
Kentucky 3/9/2011

B
Texas 9/2/2008

B
Maine 8/27/2020

B
Utah 5/30/2017

B
Maryland 3/9/2011

B
Virginia 2/27/2014

B
Massachusetts 3/10/2011

B
Washington 9/20/2010

B
Michigan 5/20/2011

B
Wisconsin 3/9/2011

B
Minnesota 5/11/2011

B
Wyoming 4/13/2017

B
Mississippi 2/4/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 7/14/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 7/14/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/23/2008 - 07/02/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
01/22/2008 - 07/02/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.