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John R Herron
JOHN RICHARD HERRON, JOHN HERRON
CRD#: 1874153
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 S Dearborn
Floor 12
Chicago, IL 60603
Registration History
19901995200020052010201520202025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (5 years)BINTERVEST INTERNATIONAL EQUITI... (CRD# 20289)2013 - 2014 (1 year)BTHE LEADERS GROUP, INC. (CRD# 37157)2010 - 2012 (2 years)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2006 - 2009 (3 years)BPHOENIX EQUITY PLANNING CORPOR... (CRD# 3036)2001 - 2006 (5 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2000 - 2001 (<1 year)BDELAWARE DISTRIBUTORS, L.P. (CRD# 14232)1999 - 2000 (1 year)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1998 - 2000 (1 year)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1997 - 1998 (1 year)BJOHN NUVEEN & CO., INCORPORATED (CRD# 469)1989 - 1995 (6 years)
License(s)

State Registrations

B
Alabama 5/30/2019

B
Nebraska 5/30/2019

B
Alaska 5/30/2019

B
Nevada 5/30/2019

B
Arizona 5/31/2019

B
New Hampshire 5/30/2019

B
Arkansas 5/30/2019

B
New Jersey 5/30/2019

B
California 5/30/2019

B
New Mexico 5/30/2019

B
Colorado 5/15/2019

B
New York 5/30/2019

B
Connecticut 5/17/2019

B
North Carolina 5/30/2019

B
Delaware 5/30/2019

B
North Dakota 5/30/2019

B
District of Columbia 5/15/2019

B
Ohio 5/15/2019

B
Florida 5/15/2019

B
Oklahoma 5/30/2019

B
Georgia 5/30/2019

B
Oregon 5/30/2019

B
Hawaii 5/30/2019

B
Pennsylvania 5/30/2019

B
Idaho 5/15/2019

B
Puerto Rico 5/15/2019

B
Illinois 5/30/2019

B
Rhode Island 5/30/2019

IA
Illinois 7/8/2021

B
South Carolina 5/30/2019

B
Indiana 5/30/2019

B
South Dakota 5/30/2019

B
Iowa 5/30/2019

B
Tennessee 5/30/2019

B
Kansas 5/30/2019

B
Texas 5/30/2019

B
Kentucky 5/30/2019

IA
Texas 9/13/2021

B
Louisiana 5/15/2019

B
Utah 5/30/2019

B
Maine 5/16/2019

B
Vermont 5/30/2019

B
Maryland 5/15/2019

B
Virgin Islands 5/30/2019

B
Massachusetts 5/30/2019

B
Virginia 5/30/2019

B
Michigan 5/30/2019

B
Washington 5/30/2019

B
Minnesota 5/30/2019

B
West Virginia 5/30/2019

B
Mississippi 5/30/2019

B
Wisconsin 5/30/2019

B
Missouri 5/30/2019

B
Wyoming 5/30/2019

B
Montana 5/30/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn Floor 12, Chicago, IL 60603
Chicago, IL
Registered with this firm since 7/8/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 S Dearborn Floor 12, Chicago, IL 60603
Chicago, IL
Registered with this firm since 5/15/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/02/2013 - 07/03/2014 INTERVEST INTERNATIONAL EQUITIES CORPORATION (CRD#:20289) COLORADO SPRINGS, CO
B
12/15/2010 - 12/31/2012 THE LEADERS GROUP, INC. (CRD#:37157) LITTLETON, CO
B
08/24/2006 - 10/30/2009 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) FRANKLIN, TN
B
06/04/2001 - 08/25/2006 PHOENIX EQUITY PLANNING CORPORATION (CRD#:3036) HARTFORD, CT
B
12/31/2000 - 04/24/2001 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
01/19/1999 - 12/31/2000 DELAWARE DISTRIBUTORS, L.P. (CRD#:14232) PHILADELPHIA, PA
B
06/01/1998 - 01/06/2000 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
01/21/1997 - 06/01/1998 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
B
02/06/1989 - 07/10/1995 JOHN NUVEEN & CO., INCORPORATED (CRD#:469) CHICAGO, IL
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Disclosures
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