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DAVID JOHN ANDERSON
CRD#: 1873948
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 2041 ROSECRANS AVE SUITE 355
[SATELLITE]
EL SEGUNDO, CA 90245
Registration History
199019952000200520102015202020252 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2009 (8 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)1999 - 2001 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1998 - 1999 (1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1993 - 1998 (4 years)BGNA SECURITIES, INC. (CRD# 10465)1992 - 1993 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1988 - 1991 (3 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2009 (7 years)
Disclosure(s)
View By:
11/13/2003
Customer Dispute
Settled
7/31/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/12/2023

B
Nevada 5/12/2023

B
Arkansas 5/12/2023

B
New Mexico 5/12/2023

B
California 5/12/2023

B
North Carolina 5/12/2023

IA
California 5/12/2023

B
Oklahoma 5/12/2023

B
Colorado 5/12/2023

B
Oregon 5/12/2023

B
Florida 5/12/2023

B
Tennessee 5/12/2023

B
Maine 10/2/2024

B
Texas 5/12/2023

B
Nebraska 11/15/2024

IA
Texas 5/12/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
2041 ROSECRANS AVE SUITE 355 [SATELLITE], EL SEGUNDO, CA 90245
Registered with this firm since 5/12/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
2041 ROSECRANS AVE SUITE 355 [SATELLITE], EL SEGUNDO, CA 90245
Registered with this firm since 5/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/29/2017 - 05/12/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) EL SEGUNDO, CA
B
06/29/2017 - 05/12/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) EL SEGUNDO, CA
IA
04/17/2009 - 07/13/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EL SEGUNDO, CA
B
04/17/2009 - 07/13/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EL SEGUNDO, CA
IA
04/17/2002 - 04/21/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) ROLLING HILLS ESTATES, CA
B
04/02/2001 - 04/21/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) ROLLING HILLS ESTATES, CA
B
09/29/1999 - 04/30/2001 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
05/01/1998 - 09/17/1999 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
06/18/1993 - 05/01/1998 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
04/08/1992 - 06/11/1993 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
10/19/1988 - 12/18/1991 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.