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Detailed Report
GREG SCOTT ALBAN
CRD#: 1868387
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 21250 Hawthorne Boulevard
Suite 650
Torrance, CA 90503
Registration History
199019952000200520102015202020252 FIRMS2002 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1993 - 2002 (9 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1990 - 1993 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1990 - 1990 (<1 year)BWEST COAST SECURITIES, LTD. (CRD# 16368)1988 - 1989 (<1 year)BF.D. ROBERTS SECURITIES, INC. (CRD# 693)1988 - 1988 (<1 year)IASALOMON SMITH BARNEY INC. (CRD# 7059)1997 - 2002 (5 years)
Disclosure(s)
View By:
12/4/2001
Customer Dispute
Denied
12/26/1997
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/15/2014
B
Massachusetts 5/20/2015
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New York 9/17/2015
B
Connecticut 5/22/2023
B
Ohio 6/1/2009
B
Florida 5/6/2020
B
Washington 3/7/2024
B
Georgia 5/25/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503
Rancho Palos Verdes, CA
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503
Rancho Palos Verdes, CA
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TORRANCE, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) TORRANCE, CA
IA
 11/08/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) TORRANCE, CA
B
 11/08/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) TORRANCE, CA
IA
 07/08/1997 - 11/25/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) LOS ANGELES, CA
B
 09/03/1993 - 11/25/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 10/15/1990 - 09/13/1993 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 06/14/1990 - 11/13/1990 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 09/26/1988 - 06/26/1989 WEST COAST SECURITIES, LTD. (CRD#:16368)
B
 09/20/1988 - 09/27/1988 F.D. ROBERTS SECURITIES, INC. (CRD#:693)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.