Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL JOSEPH PETRIZZI
CRD#: 1867942
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9945 LAKE WORTH RD
LAKE WORTH, FL 33467
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9945 LAKE WORTH RD
LAKE WORTH, FL 33467
Registration History
199019952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2006 (1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - Present (19 years)BFSC SECURITIES CORPORATION (CRD# 7461)1998 - 2001 (3 years)BCRISPIN KOEHLER SECURITIES (CRD# 10596)1997 - 1998 (1 year)BBARRON CHASE SECURITIES, INC. (CRD# 18969)1995 - 1997 (2 years)BVTR CAPITAL, INC. (CRD# 21404)1993 - 1995 (2 years)BCORPORATE SECURITIES GROUP, INC. (CRD# 11025)1992 - 1993 (<1 year)BJ. W. GANT & ASSOCIATES, INC. (CRD# 7963)1988 - 1992 (3 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2016 (10 years)
License(s)

State Registrations

B
Alabama 10/19/2020
B
New Hampshire 9/10/2024
B
Arkansas 10/9/2012
B
New Jersey 5/12/2016
B
California 8/17/2006
B
New Mexico 4/17/2020
B
Colorado 6/24/2020
B
New York 6/20/2016
B
Connecticut 6/22/2020
B
North Carolina 1/9/2015
B
Florida 1/10/2006
B
Ohio 2/17/2012
IA
Florida 9/9/2016
B
Pennsylvania 7/14/2021
B
Georgia 11/13/2006
B
Puerto Rico 7/14/2020
B
Hawaii 7/27/2023
B
Rhode Island 10/18/2024
B
Illinois 8/28/2023
IA
Rhode Island 11/5/2024
B
Iowa 1/2/2021
B
South Carolina 6/3/2019
B
Kentucky 6/3/2019
B
South Dakota 9/18/2023
B
Louisiana 11/10/2021
B
Tennessee 1/31/2017
B
Maine 2/7/2025
IA
Texas 6/6/2019
B
Maryland 3/7/2019
B
Texas 12/20/2023
B
Michigan 10/20/2017
B
Utah 6/3/2019
B
Missouri 8/29/2023
B
Virginia 4/26/2021
B
Nebraska 7/29/2019
B
Wyoming 1/12/2024
B
Nevada 10/7/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
9945 LAKE WORTH RD, LAKE WORTH, FL 33467
Registered with this firm since 9/9/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
9945 LAKE WORTH RD, LAKE WORTH, FL 33467
9951 OKEECHOBEE BLVD, WEST PALM BEACH, FL 33411
Registered with this firm since 1/10/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/11/2006 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) DEERFIELD BEACH, FL
IA
 10/29/2004 - 01/11/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WEST PALM BEACH, FL
B
 10/27/2004 - 01/11/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WEST PALM BEACH, FL
IA
 10/01/2003 - 10/05/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) GREENSBORO, NC
B
 09/19/2003 - 10/05/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 04/15/2003 - 05/13/2003 R.M. STARK & CO., INC. (CRD#:7612) LAKE WORTH BEACH, FL
B
 04/03/2003 - 04/09/2003 SYNDICATED CAPITAL, INC. (CRD#:29037) DIAMOND BAR, CA
B
 03/18/1998 - 05/07/2001 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 03/25/1997 - 03/18/1998 CRISPIN KOEHLER SECURITIES (CRD#:10596) TAMPA, FL
B
 01/09/1995 - 04/01/1997 BARRON CHASE SECURITIES, INC. (CRD#:18969)
FINRA expelled the firm on 02/28/2002
BOCA RATON, FL
B
 01/21/1993 - 03/08/1995 VTR CAPITAL, INC. (CRD#:21404)
FINRA expelled the firm on 12/20/2001
NEW YORK, NY
B
 07/09/1992 - 01/26/1993 CORPORATE SECURITIES GROUP, INC. (CRD#:11025) ST. LOUIS, MO
B
 08/25/1988 - 07/13/1992 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.