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Detailed Report
DOUGLAS DUANE BENNETT
DOUG BENNETT
CRD#: 1867275
IA
Investment Adviser
B
Broker
NATIONS FINANCIAL GROUP, INC.CRD#: 44181 3310 MESA WAY
SUITE 101
LAWRENCE, KS 66049
Registration History
199019952000200520102015202020252 FIRMS2010 - Present (14 years)BBERTHEL, FISHER & COMPANY FINA... (CRD# 13609)1993 - 2010 (16 years)BOFFERMAN & COMPANY (CRD# 345)1991 - 1993 (2 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1988 - 1991 (2 years)IABERTHEL FISHER & COMPANY FINAN... (CRD# 13609)2002 - 2010 (8 years)
License(s)

State Registrations

B
Alabama 8/20/2015
B
Missouri 8/13/2010
B
Arizona 8/13/2010
B
Nevada 8/10/2020
B
Arkansas 8/13/2010
B
North Carolina 3/23/2023
B
California 8/13/2010
B
Ohio 8/13/2010
B
Colorado 8/13/2010
B
Oklahoma 7/7/2022
B
Florida 8/13/2010
B
Pennsylvania 8/13/2010
B
Illinois 1/25/2023
B
Rhode Island 1/11/2023
B
Indiana 7/6/2021
B
South Carolina 2/7/2020
B
Iowa 8/26/2020
B
Texas 12/4/2014
B
Kansas 8/13/2010
IA
Texas 2/27/2023
IA
Kansas 8/13/2010
B
Washington 1/13/2017
B
Michigan 6/19/2014
B
Wisconsin 4/22/2019
B
Minnesota 8/13/2010

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NATIONS FINANCIAL GROUP, INC. (CRD#:44181)
3310 MESA WAY SUITE 101, LAWRENCE, KS 66049
Registered with this firm since 8/13/2010
B
NATIONS FINANCIAL GROUP, INC. (CRD#:44181)
3310 MESA WAY SUITE 101, LAWRENCE, KS 66049
Registered with this firm since 8/13/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/11/2002 - 08/16/2010 BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) LAWRENCE, KS
B
 11/01/1993 - 08/16/2010 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) LAWRENCE, KS
B
 01/16/1991 - 11/05/1993 OFFERMAN & COMPANY (CRD#:345) MINNEAPOLIS, MN
B
 09/14/1988 - 01/31/1991 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.