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DAVID JOSEPH NICHOLS
CRD#: 1866844
IA
B
OSAIC WEALTH, INC.CRD#: 23131 1250 PITTSFORD-VICTOR RD.
BLDG 200, STE 150
PITTSFORD, NY 14534
BLDG 200, STE 150
PITTSFORD, NY 14534
0
Disclosures
36
Years of Experience
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State Registrations
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Arizona 11/2/2018
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Montana 1/3/2024
B
Arkansas 8/24/2021
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Nevada 11/2/2018
B
California 11/2/2018
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New Jersey 4/9/2019
B
Colorado 11/2/2018
B
New York 11/2/2018
B
Connecticut 2/20/2024
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New York 4/26/2021
B
Delaware 11/2/2018
B
North Carolina 11/2/2018
B
Florida 11/2/2018
B
Ohio 11/2/2018
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Florida 6/15/2023
B
Pennsylvania 11/2/2018
B
Georgia 11/2/2018
B
Rhode Island 11/2/2018
B
Illinois 11/2/2018
B
South Carolina 11/2/2018
B
Indiana 11/2/2018
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South Carolina 8/5/2021
B
Iowa 1/23/2020
B
South Dakota 5/31/2022
B
Louisiana 4/30/2021
B
Tennessee 11/2/2018
B
Maine 2/21/2019
B
Texas 11/2/2018
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Maryland 11/2/2018
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Texas 7/30/2019
B
Massachusetts 11/2/2018
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Virginia 11/2/2018
B
Michigan 11/2/2018
B
Washington 1/31/2025
B
Minnesota 11/2/2018
B
Wisconsin 11/2/2018
SRO Registrations
B
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IA
Registered with this firm since 7/30/2019
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/25/1988 - 11/02/2018 | FAIRPORT, NY | |
IA | 12/03/2012 - 12/31/2017 | FAIRPORT, NY | |
B | 10/25/1988 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.