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Detailed Report
SAMUEL MATHEW
CRD#: 1865724
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 ONE GREENTREE CENTRE, STE 201
10000 LINCOLN DR E
MARLTON, NJ 08053
Registration History
199019952000200520102015202020252 FIRMS1995 - Present (29 years)BWADDELL & REED, INC. (CRD# 866)1988 - 1995 (6 years)
License(s)

State Registrations

B
California 12/11/2003
B
Ohio 10/4/1995
B
Connecticut 4/16/2013
B
Pennsylvania 7/21/1995
B
District of Columbia 3/17/2021
B
South Carolina 12/10/2004
B
Florida 7/21/1995
B
Tennessee 1/16/2019
B
Georgia 7/24/2014
B
Texas 3/1/2011
B
Maryland 10/29/2018
IA
Texas 8/26/2020
B
New Jersey 7/21/1995
B
Utah 11/25/2015
IA
New Jersey 8/6/2003
B
Virginia 12/6/2016
B
New York 4/11/1997

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
ONE GREENTREE CENTRE, STE 201 10000 LINCOLN DR E, MARLTON, NJ 08053
Registered with this firm since 7/21/1995
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
ONE GREENTREE CENTRE, STE 201 10000 LINCOLN DR E, MARLTON, NJ 08053
Registered with this firm since 7/21/1995
Previous Registration(s)
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B
 10/13/1988 - 07/31/1995 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.